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978-0-521-86802-0 - The Politics of the - Environment - Ideas, Activism, Policy 2nd Edition by Neil Carter
Frontmatter/Prelims



The Politics of the Environment

Ideas, Activism,

Policy 2nd Edition




The continuous rise in the profile of the environment in politics reflects growing concern that we may be facing a large-scale ecological crisis. The new edition of this highly acclaimed textbook surveys the politics of the environment, providing a comprehensive and comparative introduction to its three components: ideas, activism and policy. Part I explores environmental philosophy and green political thought; Part II considers parties and environmental movements; and Part III analyses policy-making and environmental issues at international, national and local levels. This second edition has been thoroughly updated with new and revised discussions of many topics including the ecological state, ecological citizenship, ecological modernisation and the Greens in government and also includes an additional chapter on ‘Globalisation, trade and the environment'. As well as considering a wide variety of examples from around the world, this textbook features a glossary, guides to further study, chapter summaries and critical questions throughout.

NEIL CARTER is Senior Lecturer in the Department of Politics at the University of York. He is co-author of How Organisations Measure Success: The Use of Performance Indicators in Government (with Rudolf Klein and Patricia Day, 1992) and joint editor of the journal Environmental Politics.




The Politics of the

Envir onment
Ideas, Activism, Policy


2nd Edition

NEIL CARTER
Department of Politics, University of York




CAMBRIDGE UNIVERSITY PRESS
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Cambridge University Press
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Published in the United States of America by Cambridge University Press, New York

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First edition © Cambridge University Press 2001
Second edition © Neil Carter 2007

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no reproduction of any part may take place without
the written permission of Cambridge University Press.

First published 2001
Second edition 2007

Printed in the United Kingdom at the University Press, Cambridge

A catalogue record for this publication is available from the British Library

ISBN 978-0-521-86802-0 hardback
ISBN 978-0-521-68745-4 paperback

Cambridge University Press has no responsibility for the persistence or accuracy of URLs
for external or third-party Internet websites referred to in this publication, and does not
guarantee that any content on such websites is, or will remain, accurate or appropriate.




To Tom and Rosa



Contents




  List of figures page x
  List of tables xi
  List of boxes xii
  Preface to the second edition xiv
  Acknowledgements xv
  Abbreviations xvi
  Glossary xviii
 
1   Introduction 1
 
Part 1   Theory: thinking about the environment 11
2   Environmental philosophy 13
  Staking out the territory 14
  Holistic perspectives 19
  Moral extensionism 26
  Conclusion: Breaking down the anthropocentric–ecocentric divide 35
3   Green political thought 41
  The central ideas of ecologism 42
  Traditional political ideologies and the green challenge 66
  Neither left nor right but in front? 76
PART 2   Parties and movements: getting from here to there 83
4   Green parties: the rise of a new politics? 87
  Green party electoral performance: an overview 88
  Is there a new politics? 91
  The political opportunity structure and green party success 99
  Whatever happened to the environment? 109
  New challenges 110
  Conclusion 112
5   Party politics and the environment 115
  Green parties in parliament 116
  The ‘greening’ of established parties 127
  Explaining party politicisation 138
  Conclusion 140
6   Environmental groups 143
  The environmental movement: an audit 144
  A typology of environmental groups 146
  The institutionalisation of the environmental movement 148
  The resurgence of grassroots environmentalism? 155
  A new civic politics? 160
  The impact of the environmental movement 164
  Conclusion 168
PART 3   Environmental policy: achieving a sustainable society 171
7   The environment as a policy problem 173
  Core characteristics of the environment as a policy problem 174
  The traditional policy paradigm 181
  Political obstacles to change 182
  Achieving policy change 190
  Conclusion 204
8   Sustainable development and ecological modernisation 207
  Sustainable development 208
  Ecological modernisation: the practical solution? 227
  Conclusion 237
9   Global environmental politics 241
  The paradox of international co-operation 243
  Environmental regimes: the ozone and climate change treaties 245
  Accounting for regimes 256
  Regime implementation 261
  Global environmental politics and sustainable development 265
  Conclusion 268
10   Globalisation, trade and the environment 271
  Globalisation and the environment 272
  International trade and the environment 274
  The WTO and the environment 277
  North American Free Trade Agreement 281
  The European Union 282
  Conclusion 288
11   Greening government 291
  Integration 293
  Planning 306
  Democracy and participation 313
  Conclusion 317
12   Policy instruments and implementation 321
  Regulation and regulatory styles 323
  Voluntary action 329
  Government expenditure 332
  Market-based instruments 332
  Policy instruments and climate change 341
  Conclusion 349
13   Conclusion 353
References   363
Index   401




Figures




  2.1  What entities have value? page 19
  3.1  The technocentric–ecocentric continuum 78
  3.2  Mapping ecologism 78
  5.1  Environmental protection in British party manifestos, 1959–2005 131




Tables




  1.1  Ecological footprint estimates, 1961–2001 page 2
  4.1  Electoral performance of selected European green parties 89
  4.2  Green MEPs in the European elections, 2004 107
  5.1  German political parties: estimated positions and salience of environmental policy dimension 130
  6.1  Membership of selected US environmental organisations 145
  6.2  Membership of selected UK environmental organisations 146
  6.3  A typology of non-partisan political organisations 147
  6.4  Types of impact of environmental pressure groups 165
  8.1  The ladder of sustainable development: the global focus 214
  9.1  Some major multilateral environmental treaties 242
  9.2  Ozone protection – key developments 246
  9.3  Climate change – key developments 250




Boxes




  1.1  Evolution of environmental issues page 5
  2.1  Defining value 15
  2.2  The roots of anthropocentrism 16
  2.3  A typology of environmental philosophy 17
  2.4  The eight-point platform of deep ecology 20
  2.5  Conservationism and preservationism 27
  2.6  The Great Ape Project 30
  3.1  Survivalism: leviathan or oblivion? 43
  3.2  Population growth 44
  3.3  Bj⊘rn Lomborg: The Skeptical Environmentalist 46
  3.4  Obligations to future generations 47
  3.5  The ‘four pillars’ of green politics 48
  3.6  Greens and technology 49
  3.7  Is non-violence a green principle? 54
  3.8  Defining social justice 62
  3.9  Ecological citizenship 66
  3.10  The technocentric–ecocentric dimension 77
  4.1  New social movements 92
  4.2  Measuring postmaterialism 95
  4.3  New Zealand Greens: proportional representation makes the difference 106
  5.1  Michels’s theory of oligarchy 117
  5.2  The fundi–realo divide 119
  5.3  How democratic is the ‘anti-party party’ ? 120
  5.4  The political programme of the German red–green coalition 124
  5.5  The impact of Ralph Nader 135
  5.6  Environmental partisanship in the USA 136
  6.1  Institutionalisation 148
  6.2  The changing nature of environmental pressure: solution-led campaigning 153
  6.3  Lessons of Brent Spar 154
  6.4  The environmental justice movement 157
  6.5  The repertoire of environmental protest 161
  7.1  The Tragedy of the Commons 176
  7.2  Genetically modified food crops and scientific uncertainty 178
  7.3  The three dimensions of power 184
  7.4  Defining policy change 191
  7.5  Downs’s issue attention cycle 191
  7.6  GM crops and agenda-setting 193
  7.7  Discourse coalitions 195
  7.8  German nuclear shutdown? 202
  8.1  The Brundtland Commission 209
  8.2  Agenda 21 209
  8.3  World Summit on Sustainable Development 2002 (WSSD) 210
  8.4  Core elements of sustainable development 212
  8.5  Equity and the elephant 221
  8.6  Six rules for a precautionary world 224
  8.7  Eco-labelling: business fails to embrace ecological modernisation? 236
  9.1  Environmental security: a contested concept 244
  9.2  Regime terminology 245
  9.3  The Global Environment Facility (GEF) 252
  9.4  The Kyoto Protocol 253
  10.1  Does free trade result in ‘industrial flight’ to ‘pollution havens’ ? 277
  10.2  The European Union: from traditional paradigm to sustainable development? 283
  10.3  The Europeanisation of environmental policy ? 287
  11.1  Forms of integration 293
  11.2  The US Environmental Protection Agency 296
  11.3  Local Agenda 21 in Sweden: a qualified success? 311
  11.4  Headline indicators of sustainable development in the UK 313
  11.5  Opposition to wind power: democracy or NIMBYism? 317
  12.1  Two successful voluntary agreements 330
  12.2  Market-based instruments 333
  12.3  Eco-taxes and the double dividend 335
  12.4  Some successful eco-taxes 338
  12.5  Tensions in UK energy policy 343
  12.6  Transport and climate change 346




Preface to the second edition




The writing of the first edition of this book took several years, so it was with some relief when I began to prepare this second edition that I found the basic structure of the book still seemed to work. I have added one chapter – effectively a second on international environmental politics – in which I analyse the relationship between globalisation, trade and the environment, with a specific focus on the World Trade Organisation, the North American Free Trade Agreement and the European Union (EU). The discussion of the EU also serves as an introduction to a supranational organisation that frequently reappears in the two following chapters. Otherwise, all the chapters have been thoroughly updated, with substantially new or revised discussions of many topics, including Bj⊘rn Lomborg, the ecological state, ecological citizenship, the experience of green parties in government, party politicisation, environmental policy integration and the use of market-based instruments.

I would like to thank Elizabeth Bomberg, Meg Huby and Chris Rootes for reading various chapters. I also received excellent advice on various revisions from Andy Dobson, Katarina Eckerberg, Arthur Mol, John Parkinson and Wolfgang Rüdig. Thanks are owed again to my students for sharpening my thoughts and to John Haslam for encouraging me to write this second edition. I would like to thank Susan Baker, and Taylor and Francis, for permission to reproduce her ‘Ladder of Sustainable Development’ in Table 8.1.

Finally, thanks to Charlie, again, for her love and support, and to Tom, just for being my wee man.




Acknowledgements




In writing a book that has been as long in gestation as this one, I have inevitably accrued many debts. Andy Dobson, Meg Huby, Andy Jordan, Sue Mendus and Chris Rootes have each read several chapters, and I know that the book is much better for their wise and helpful comments. Brian Doherty, Mat Paterson and Andrew Williams have each commented on a chapter. A wide range of people have helped in small but important ways, including Keith Alderman, Riley Dunlap, Katarina Eckerberg, Dave Humphreys, Janet Jenkins, Arthur Mol and Ben Seel. Many others, too numerous to mention, have contributed in a less formal manner. I should, however, like to make a special fond mention for Dick Richardson, with whom I shared many discussions about green politics and whose enthusiasm and good humour are greatly missed by his many friends. My colleagues at the University of York have provided a friendly, supportive and stimulating working environment. Several cohorts of students who have taken my courses in ‘Green Politics’ and ‘Environmental Policy’ have also helped me to develop my ideas. I am also grateful to Nuffield College, Oxford, where I spent Autumn 1997 as a Visitor. John Haslam has been a remarkably patient, supportive and encouraging editor throughout.

Finally, Charlie Burns has been an unfailing source of emotional and intellectual support throughout the often painful process of writing this book. She has read every chapter, usually several times, and offered excellent, constructive advice. I cannot thank her enough.




Abbreviations




ACF Advocacy Coalition Framework
APP anti-party party
BSE bovine spongiform encephalopathy
CBA cost–benefit analysis
CDU Christian Democratic Union (Germany)
CFC chlorofluorocarbons
CITES Convention on International Trade in Endangered Species
COP Conference of the Parties
DDT dichlorodiphenyltrichloroethane (insecticide)
DEFRA Department for Environment, Food and Rural Affairs
EAP Environmental Action Plan
EEA European Environment Agency
EIA environmental impact assessment
EMAS Eco-Management and Audit Scheme
EPA Environmental Protection Agency (USA)
EPI environmental policy integration
EU European Union
EU-15 The 15 EU member states pre-2004
EU-25 The 25 EU member states post-2004
FDP Free Democratic Party (Germany)
FoE Friends of the Earth
GEF Global Environment Facility
GHG greenhouse gas
GJM Global Justice Movement
GMO genetically modified organism
HCFC hydrochlorofluorocarbons
HEP hydroelectric power
HFC hydrofluorocarbons
IMF International Monetary Fund
IPCC Intergovernmental Panel on Climate Change
IWC International Whaling Commission
LA21 Local Agenda 21
LCV League of Conservation Voters (USA)
LETS local exchange trading system
LRTAP long-range transboundary air pollution
LULU locally unwanted land use
MBI market-based instrument
ME ministry of environment
MEA multilateral environmental agreement
MEP Member of the European Parliament
MP Member of Parliament
NAAEC North American Agreement on Environmental Cooperation
NAFTA North American Free Trade Agreement
NATO North Atlantic Treaty Organisation
NFU National Farmers’ Union
NGO non-governmental organisation
NIMBY not in my back yard
NSM new social movement
OECD Organisation for Economic Co-operation and Development
POS political opportunity structure
PPP polluter pays principle
PR proportional representation
RSPB Royal Society for the Protection of Birds (UK)
SPD Social Democratic Party (Germany)
UNCED United Nations Conference on Environment and Development
UNDP United Nations Development Programme
UNEP United Nations Environment Programme
WCED World Commission on Environment and Development
WSSD World Summit on Sustainable Development
WTO World Trade Organisation
WWF World Wide Fund for Nature




Glossary




Anthropocentrism A way of thinking that regards humans as the source of all value and is predominantly concerned with human interests.

Biodiversity The number, variety and variability of living organisms; sometimes refers to the total variety of life on Earth.

Bioregionalism An approach that believes that the ‘natural’ world (specifically, the local bioregion) should determine the political, economic and social life of communities.

Climate change Any change in climate over time, whether due to natural variability or to human activity.

Conservationism An approach to land management that emphasises the efficient conservation of natural resources so that they can later be developed for the benefit of society.

Corporatism A system in which major organised interests (traditionally, capital and labour) work closely together within the formal structures of government to formulate and implement public policies.

Cost–benefit analysis A study that compares the costs and benefits to society of providing a public good.

Decentralisation The expansion of local autonomy through the transfer of powers and responsibilities away from a national political and administrative body.

Deep ecology The pre-eminent radical ecocentric moral theory which has the primary aim of preserving nature from human interference.

Ecocentrism A mode of thought that regards humans as subject to ecological and systems laws and whose ethical, political and social prescriptions are concerned with both humans and non-humans.

Ecological footprint A measure of the amount of nature it takes to sustain a given population over the course of a year.

Ecological modernisation A policy strategy which aims to restructure capitalist political economy along more environmentally benign lines based on the assumption that economic growth and environmental protection can be reconciled.

Ecologism A distinctive green political ideology encompassing those perspectives that hold that a sustainable society requires radical changes in our relationship with the non-human natural world and our mode of economic, social and political life.

Eco-tax A tax levied on pollution or on the goods whose production generates pollution.

Environmental impact assessment A systematic non-technical evaluation, based on extensive consultation with affected interests, of the anticipated environmental impact of a proposed development such as a dam or road.

Genetically modified organism New organisms created by human manipulation of genetic information and material.

Green consumerism The use of environmental and ethical criteria in choosing whether or not to purchase a product or service.

Holism The view that wholes are more than just the sum of their parts, and that wholes cannot be defined merely as a collection of their basic constituents.

Intrinsic value The value which something has, independently of anyone finding it valuable.

Issue attention cycle The idea that there is a cycle in which issues attract public attention and move up and down the political agenda.

Limits to growth The belief that the planet imposes natural limits on economic and population growth.

Market-based instrument A policy instrument that internalises into the price of a good or product the external costs to the environment of producing and using it.

Modern environmentalism The emergence, from the late 1960s, of growing public concern about the state of the planet, new political ideas about the environment and a mass political movement.

Moral extensionism Ethical approaches which broaden the ‘moral community’ to include non-human entities such as animals, based on the possession of some critical property such as sentience.

New politics The view that since the late 1960s the rise of postmaterial values, a new middle class and new social movements has changed the political agenda and led to a realignment of established party systems.

New social movement A loose-knit organisation which seeks to influence public policy on an issue such as the environment, nuclear energy or peace, and which may use unconventional forms of political participation, including direct action, to achieve its aims.

Ozone depletion Depletion of ozone in the Earth’s upper atmosphere which leaves the surface of the Earth vulnerable to harmful ultraviolet radiation.

Party politicisation A process whereby the environment ascends the political agenda to become electorally salient and the subject of party competition.

Pioneer states Those countries, mostly in Northern Europe, that have taken the lead in developing progressive environmental policies and setting high standards of environmental protection.

Policy paradigm A framework of ideas and standards that specifies the nature of a problem and the policy goals and instruments needed to address it.

Political opportunity structure The dimensions of the political environment that either encourage people to use collective action or discourage them from doing so, and which shape the development of movements and parties.

Postmaterialism The theory that, as material affluence spreads, ‘quality of life’ issues and concerns tend to replace material ones, fundamentally changing the political culture and values of industrialised countries.

Precautionary principle The principle states that the lack of scientific certainty shall not be used as a reason for postponing measures to prevent environmental degradation.

Preservationism An approach based on an attitude of reverence towards nature, especially wilderness, that advocates the protection of a resource from any form of development.

Regime The principles, norms, rules and decision-making procedures which form the basis of co-operation on a particular issue in international relations.

Regulation Any direct (‘command-and-control’) attempt by the government to influence the behaviour of businesses or citizens by setting environmental standards (e.g. for air quality) enforced via legislation.

Renewable energy Energy sources, such as wind, geothermal and hydroelectric, that never run out.

Resource mobilisation An approach to collective action which focuses on the way groups mobilise their resources – members, finances, symbols – in turning grievances into political issues.

Risk assessment An evaluation of the potential harm to human health and the environment from exposure to a particular hazard such as nitrates in drinking water.

Sentience The capacity to suffer or to experience enjoyment or happiness.

Social justice The principles that should govern the basic structure of a society, focusing on the distribution of rights, opportunities and resources among human beings.

Survivalism Approaches characterised by an overriding preoccupation with human survival, a sense of urgency about an impending ecological crisis and drastic, often authoritarian, solutions.

Sustainable development The ability of the present generation to meet its needs without undermining the ability of future generations to meet their needs.

Technocentric A mode of thought which optimistically believes that society can solve all environmental problems, using technology and science, and achieve unlimited material growth.

Traditional policy paradigm An approach to the environment that treats each problem discretely, gives priority to economic growth and results in reactive, piecemeal and tactical policies and end-of-pipe solutions.





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