Sentenced to long prison terms at the Trial of the Major War Criminals at Nuremberg, seven of Adolf Hitler’s closest associates – Rudolf Hess, Albert Speer, Karl Dönitz, Erich Raeder, Walther Funk, Konstantin von Neurath, and Baldur von Schirach – were to have become forgotten men at Berlin’s Spandau Prison. Instead, they became the focus of a bitter four-decade tug-of-war between the Soviet Union and the Western Allies – a dispute on the fault line of the Cold War itself that drew in heads of state, military strategists, powerful businessmen, vocal church leaders, old-world aristocrats, international spies, and neo-Nazis. Drawing on long-secret records from four countries, Norman J. W. Goda provides a new perspective on the terrifying shadow thrown by Nazi Germany on the Cold War years and how that shadow helped to influence the Cold War itself.
Norman J. W. Goda is Professor of History at Ohio University. He is the author of Tomorrow the World: Hitler, Northwest Africa and the Path toward America (1998) and coauthor of U.S. Intelligence and the Nazis (Cambridge, 2005).
Norman J. W. Goda
Ohio University
CAMBRIDGE UNIVERSITY PRESS
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© Norman J. W. Goda 2007
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the written permission of Cambridge University Press.
First published 2007
Printed in the United States of America
A catalog record for this publication is available from the British Library.
Library of Congress Cataloging in Publication Data
Goda, Norman J. W., 1961–
Tales from Spandau : Nazi criminals and the Cold War / Norman J. W. Goda.
p. cm.
Includes bibliographical references and index.
ISBN 0-521-86720-7
1. War criminals – Germany. 2. Spandau Prison (Berlin, Germany) 3. Cold War.
4. Germany – History – 1945–1955. 5. Criminal justice, Administration of – Germany –
Berlin – History. 6. National socialism and justice. I. Title.
DD244.G63 2006
365′.48092243155 2006005656
ISBN-13 978-0-521-86720-7 hardback
ISBN-10 0-521-86720-7 hardback
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the persistence or accuracy of URLs for external or
third-party Internet Web sites referred to in this publication
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For
Gwyneth
Acknowledgments | page ix | ||
Abbreviations and Terms | xi | ||
Introduction | 1 | ||
1 | “To the Gallows with All of Them” | 19 | |
2 | An Enduring Institution | 53 | |
3 | Von Neurath’s Ashes: The Battle over Memory | 93 | |
4 | Hitler’s Successor: A Tale of Two Admirals | 134 | |
5 | The Foiled Escape: Albert Speer’s Twenty Years | 176 | |
6 | “I Regret Nothing”: The Problem of Rudolf Hess | 221 | |
Burials: An Epilogue | 265 | ||
Appendix: Prison Regulations for Spandau Allied Prison | 279 | ||
Notes | 295 | ||
Bibliography | 351 | ||
Index | 371 |
I incurred more debts in writing this book than I can ever repay, so sincerely heartfelt thanks will have to do. But they are indeed heartfelt.
As all historians, I could have done nothing without able, helpful, professional archivists. At the National Archives and Records Administration in College Park, Maryland, William Cunliffe, David Van Tassel, Dick Myers, Robert Wolfe, Amy Schmidt, Eric Van Slander, Fidel Taperra, Sean Morris, and Michael Peterson located hard-to-find records on the history of Spandau Prison. In the Amherst College Library’s Archives and Special Collections department, Peter Nelson located key files in John J. McCloy’s papers. In the Ministère des Affaires étrangères, Bureau des Archives de l’occupation française en Allemagne et en Autriche in Colmar, I am indebted to Nathalie Moreau, Pascal Penot, Valérie Flury, Odile Dufour, and especially Michel Chauffeton for their painstaking search through partly classified records. As always, the entire staff of The National Archives in Kew was as professional and as helpful as could be.
At the Politisches Archiv des Auswärtigen Amtes in Berlin, my friend Knud Piening was of tremendous assistance as always. Manuela Vack helped me to navigate the massive collection of Albert Speer’s personal papers at the Bundesarchiv in Koblenz. Frau Hartmann helped me with East German Communist Party records at the Stiftung Archiv der Parteien und Massenorganisationen der DDR im Bundesarchiv in Berlin. In the Allied Museum of Berlin, Florian Weiss provided important help, locating lost British Kommandatura records as well as a trove of photos of Spandau. The staff of the Landesarchiv Berlin was also of great assistance. In the ThyssenKrupp Konzernarchiv in Duisburg, Dr. Manfred Rasch and staff generously helped me with Walter Rohland’s papers. Michael Bing of the Landeskirchliches Archiv Stuttgart helped me to locate key sections of the Theophil Wurm papers.
Closer to home, I am grateful to Ohio University’s master bibliographer, Dan Olsen, who procured microfilms for me over the course of some five years. Large sections of this book were written at the Hannah McCauley Library at Ohio University at Lancaster, and I am indebted to the professional librarians there: Sharon Huge, Julia Robinson, Tami Walker, and Joyce Mohler for graciously allowing me to monopolize desk space, their printer, and their microfilm reader. Members of the Berlin United States Military Veterans Association, particularly those who served as sentries at Spandau Prison, shared their memories with me and some, including Don Galuoppo and Joseph Gnoffo, generously shared their photos of the prison. Arsen Djatej at Ohio University located and translated Russian-language memoir sources that also add to Spandau Prison’s history.
My friends Gerhard L. Weinberg, Steven M. Miner, Richard Breitman, and Charles Sydnor read the manuscript as a whole and made invaluable comments, as did my father, Herbert L. Goda. Jeffrey Herf, Frank Buscher, Dick de Mildt, Robert Hertzstein, Peter Hoffmann, Francis Nicosia, Robert Gellately, Ronald Zweig, Michael Marrus, Peter Hayes, Agnes Petersen, Timothy Naftali, Carole Fink, Günther Heydemann, Robert Wolfe, John Brobst, Mark Ruff, Jonathan Wiesen, Geoffrey Megargee, and JonDavid Wynecken either commented on parts of the manuscript or gave me different angles to think about. Lewis Bateman and Ciara McLaughlin at Cambridge University Press immediately had faith in this project, and my production editor Camilla Knapp and copy editor Sara Black made the manuscript far better than it otherwise would have been.
This book could not have been completed without the generous financial support of Ohio University’s College of Arts and Sciences, its International Studies Program, and its Office of the Vice President for Research, which financed my travels to Europe and photographic reproduction costs. I am also indebted to Ohio University for the leave time they generously provided in the fall of 2004.
Last and most importantly: My wonderful, wonderful boys, Grant and Lucas, put up with my absences in Europe, disappearances into the library, and the occasionally missed youth hockey game. And my loving wife and best friend Gwyneth put up with much, much more. For all she has given me, here as always, I gratefully and lovingly dedicate what follows to her.
Lancaster, Ohio
2006
AA | Auswärtiges Amt (Foreign Ministry, Federal Republic of Germany) |
AAP-BRD | Akten zur auswärtigen Politik der Bundesrepublik Deutschland |
AAPS | Archives of the Allied Prison Spandau (NARA, RG 84, Berlin Mission, Records Relating to Spandau Prison, 1947–1987, Microfilm Publication A33520) |
ACA | Allied Control Authority |
ACC | Allied Control Council |
AEG | Allgemeine Elekricitäts-Gesellschaft |
AFS | American Field Service |
AHC | Allied High Commission |
AK | Allied Kommandatura |
AMB/SlgD | Alliierten Museum Berlin, Sammlung Dokumenten |
BA-B | Bundesarchiv (Berlin) (the letter “B” afterwards denotes Bestand [Record Group]) |
BA-K | Bundesarchiv (Koblenz) (the letter “B” afterwards denotes Bestand [Record Group]) |
BASC | Berlin Air Safety Center |
Bd. | Band (volume) – for German archival citations |
BKA | Bundeskanzleramt (Office of the Federal Chancellor) |
BRD | Bundesrepublik Deutschland (Federal Republic of Germany) |
CDU | Christian Democratic Union |
CSU | Christian Social Union |
DAF | Deutsche Arbeitsfront (German Labor Front) |
DDR | Deutsche Demokratische Republik (German Democratic Republic) |
DM | Deutschmark |
DzD | Germany, Bundesministerium des Innern, Dokumente zur Deutschlandpolitik |
EDC | European Defense Community |
FRG | Federal Republic of Germany |
GBI | Generalbauinspektorat |
GDR | German Democratic Republic |
GMFB | Gouvernement militaire français de Berlin |
GSFG | Group Soviet Forces Germany |
FAZ | Frankfurter Allgemeine Zeitung |
FO | Foreign Office |
FCO | Foreign and Commonwealth Office |
FDGB | Freie Deutsche Gewerkschaftsbund (Free German Federation of Trade Unions) |
FDP | Free Democratic Party |
FRUS | Foreign Relations of the United States |
HC | Cabinet du Haut-Commissariat de la République française en Allemagne |
HFRH | Hilfsgemeinschaft Freiheit für Rudolf Hess (Freedom for Rudolf Hess Aid Society) |
HICOG | U.S. High Commissioner for Germany |
HICOM | Allied High Commission, Germany |
ICC | International Criminal Court |
ICTR | International Criminal Tribunal for Rwanda |
ICTY | International Criminal Tribunal for the Former Yugoslavia |
KPD | Communist Party of Germany |
LAB | Landesarchiv Berlin |
LKA-S | Landeskirchliches Archiv Stuttgart |
LCO | Lord Chancellor’s Office (London) |
LF | Lot File |
LPD | Liberal Democratic Party of Germany |
MAE-AOFAA | Ministère des Affaires étrangères, Bureau des Archives de l’oc- cupation française en Allemagne et Autriche (Colmar) |
MGFA | Militärgeschichtliches Forschungsamt |
MP | Member of Parliament |
NARA | National Archives and Records Administration, College Park, Maryland |
NATO | North Atlantic Treaty Organization |
NKFD | Nationalkomitee Freies Deutschland (National Committee for a Free Germany) |
NKVD | People’s Commissariat for Internal Affairs (includes Soviet State Security Police) |
NL | Nachlaß (Personal Papers) |
NPD | National Democratic Party of Germany |
OCCWC | Office of the Chief of Counsel for War Crimes |
OMGUS | Office of Military Government, U.S. Zone (Germany) |
OPC | Office of Policy Coordination |
OSS | Office of Strategic Services |
PA-AA | Politisches Archiv des Auswärtigen Amtes (Berlin) (the letter “B” afterwards denotes Bestand [Record Group]) |
POW | prisoner of war |
PREM | Records of the Prime Minister’s Office |
RAF | Royal Air Force |
RG | Record Group (relates to NARA records-entry numbers in bibliography) |
RM | Reichsmark |
SA | Sturmabteilung |
SAPMO | Stiftung Archiv der Parteien und Massenorganisationen der DDR im Bundesarchiv (Berlin) |
SD | Sicherheitsdienst |
SED | Socialist Unity Party of Germany |
SIB | Special Investigations Branch |
Sig. | Signatur (Archival designation for Speer and Wolters Nachlaß) |
SMERSH | Soviet Military Counterintelligence, 1943–1946, the acronym of which means “Death to Spies” |
SPD | Social Democratic Party of Germany |
SRP | Socialist Reich Party |
SS | Schutzstaffel SS-Obergruppenführer (rank comparable to U.S. Army Lieutenant General) SS-Gruppenführer (rank comparable to U.S. Army Major General) SS-Obersturmbannführer (rank comparable to U.S. Army Lieutenant Colonel) SS-Sturmbannführer (rank comparable to U.S. Army Major) SS-Hauptsturmführer (rank comparable to U.S. Army Captain) |
SSD | Speer, Albert. Spandau: The Secret Diaries. Translated by Richard Winston and Clara Winston. New York: Macmillan, 1976 |
TKA | ThyssenKrupp Konzernarchiv (Duisburg) |
TMWC | International Military Tribunal, Trial of the Major War Criminals before the International Military Tribunal, Nuremberg, 14 November 1945–1 October 1946. 42 vols. Nuremberg: International Military Tribunal, 1949 |
TNA | The National Archives (U.K.), Kew |
TWC-CC10 | United States. Trials of War Criminals before the Nuremberg Military Tribunals under Control Council Law No. 10, Nuremberg, October 1946–April 1949. 13 vols. Washington, DC: GPO, 1949–1953 |
UdSSR | Jochen P. Laufer and Georgij P. Kynin, Die UdSSR und die deutsche Frage, 1941–1948: Dokumente aus dem Archiv für Außenpolitik der Russischen Föderation. 3 vols. Berlin: Duncker und Humblot, 2004. |
VdS | Verband deutscher Soldaten |