Poor people confront the state on an everyday basis all over the world. But how do they see the state, and how are these engagements conducted? This book considers the Indian case where people’s accounts, in particular in the countryside, are shaped by a series of encounters that are staged at the local level, and which are also informed by ideas that are circulated by the government and the broader development community. Drawing extensively on fieldwork conducted in eastern India and their broad range of expertise, the authors review a series of key debates in development studies on participation, good governance, and the structuring of political society. They do so with particular reference to the Employment Assurance Scheme and primary education provision. Seeing the State engages with the work of James Scott, James Ferguson and Partha Chatterjee, and offers a new interpretation of the formation of citizenship in South Asia.
Stuart Corbridge is Professor of Geography at the London School of Economics. He is the author or co-author of five books, including Reinventing India (with John Harriss, 2000).
Glyn Williams is Senior Lecturer in Geography at King’s College, London. He is the co-editor of a collection of essays on South Asia in a Globalising World (2002).
Manoj Srivastava is a Research Associate in the Crisis State Programme, Development Studies Institute, London School of Economics. He has worked for the Indian state for nearly twenty years.
René Véron is Assistant Professor in Geography at the University of Guelph, Ontario. He is the author of a book on Real Markets and Environmental Change in Kerala (1999).
Contemporary South Asia 10
Editorial board
Jan Breman
G. P. Hawthorn
Ayesha Jalal
Patricia Jeffery
Atul Kohli
Contemporary South Asia has been established to publish books on the politics, society and culture of South Asia since 1947. In accessible and compehensive studies, authors who are already engaged in researching specific aspects of South Asian society explore a wide variety of broad-ranging and topical themes. The series will be of interest to anyone who is concerned with the study of South Asia and with the legacy of its colonial past.
1 Ayesha Jalal
Democracy and Authoritarianism in South Asia: A Comparative and Historical Perspective
2 Jan Breman
Footloose Labour: Working in India’s Informal Economy
3 Roger Jeffery and Particia Jeffery
Population, Gender and Politics: Demographic Change in Rural North India
4 Oliver Mendelsohn and Marika Vicziany
The Untouchables: Subordination, Poverty and the State in Modern India
5 Robert Jenkins
Democratic Politics and Economic Reform in India
6 Atul Kohli (ed.)
The Success of India’s Democracy
7 Gyanendra Pandey
Remembering Partition: Violence and Nationalism in India
8 Barbara Harriss-White
India Working: Essays on Society and Economy
9 Baldev Raj Nayar and T. V. Paul
India in the World Order: Searching for Major-Power Status
Stuart Corbridge
London School of Economics
Glyn Williams
King’s College, London
Manoj Srivastava
London School of Economics
René Véron
University of Guelph
CAMBRIDGE UNIVERSITY PRESS
Cambridge, New York, Melbourne, Madrid, Cape Town, Singapore, São Paulo
Cambridge University Press
The Edinburgh Building, Cambridge CB2 2RU, UK
Published in the United States of America by Cambridge University Press, New York
www.cambridge.org
Information on this title: www.cambridge.org/9780521542555
© Stuart Corbridge, Glyn Williams, René Véron and Manoj Srivastava 2005
This publication is in copyright. Subject to statutory exception
and to the provisions of relevant collective licensing agreements,
no reproduction of any part may take place without
the written permission of Cambridge University Press.
First published 2005
Printed in the United Kingdom at the University Press, Cambridge
A catalogue record for this publication is available from the British Library
Library of Congress Cataloguing in Publication data
Seeing the state: governance and governmentality in India / Stuart Corbridge . . . [et al.].
p. cm. – (Contemporary South Asia; 10)
ISBN 0-521-83479-1 – ISBN 0-521-54255-3 (pbk.)
1. India – Politics and government – 1977–2. Political participation – India.
3. Civil society – India. Ⅰ. Corbridge, Stuart. Ⅱ. Contemporary South Asia (Cambridge, England); 10.
JQ281.S44 2005
320.954‵09‵045 – dc22 2005041081
ISBN-13 978-0-521-83479-7 hardback
ISBN-10 0-521-83479-1 hardback
ISBN-13 978-0-521-54255-5 paperback
ISBN-10 0-521-54255-3 paperback
Cambridge University Press has no responsibility for the persistence or accuracy of URLs for external or third-party internet websites referred to in this publication and does not guarantee that any content on such websites is, or will remain, accurate or appropriate.
List of boxes, figures and tables | page vii | |
Acknowledgements | ix | |
Glossary | xii | |
List of abbreviations | xiv | |
Introduction | 1 | |
Part I The state and the poor | ||
1 | Seeing the state | 15 |
2 | Technologies of rule and the war on poverty | 47 |
Part II The everyday state and society | ||
3 | Meeting the state | 87 |
4 | Participation | 121 |
5 | Governance | 151 |
6 | Political society | 188 |
Part III The poor and the state | ||
7 | Protesting the state | 219 |
8 | Post-colonialism, development studies and spaces of empowerment | 250 |
9 | Postscript: development ethics and the ethics of critique | 265 |
Appendix 1: Major national programmes and policies related to poverty alleviation, 1999 | 275 | |
Appendix 2: The 1999 general election in Hajipur | 283 | |
References | 292 | |
Index | 314 |
Box 2.1 | Seeing and measuring the BPLs |
page 75 |
Box 3.1 | Parental attitudes to education in Malda and Midnapore Districts | 101 |
Box 5.1 | The new public administration in India and poverty alleviation in the countryside | 159 |
Figure 3.1 | The field sites | 89 |
Figure 3.2 | Schematic account of key sources of support for the poor, by District | 104 |
Figure 3.3 | An official view of the developmental state: the EAS in West Bengal | 110 |
Figure 3.4 | ‘Chapati diagrams’ of government: Midnapore field site | 111 |
Figure 4.1 | Sources of help in solving problems with education, schools and teachers, West Bengal | 130 |
Figure 5.1 | EAS spending by panchayat and village, Sahar Block, Bhojpur District, 1996–7 to 1998–9 | 170 |
Figure 5.2 | EAS spending by panchayat and village, Murhu Block, Ranchi District, 1993–4 to 1998–9 | 171 |
Figure 5.3 | EAS spending by panchayat and village, Bidupur Block, Vaishali District, 1996–7 to 1998–9 | 173 |
Figure 6.1 | Local monitoring of the EAS in West Bengal: main actors and responsibilities | 201 |
Table 1.1 | Rent-seeking in the tree trade | 26 |
Table 2.1 | Social Sector Plan outlays as a percentage of Total Plan Outlays: Centre, States and Union Territories, 1951–2002 | 72 |
Table 2.2 | Literacy rates (age 7+) in 17 major states of India, 1997 | 81 |
Table 3.1 | Census household by community and levels of well-being and poverty | 91 |
Table 3.2 | Household land ownership and income sources by poverty ranking | 94 |
Table 3.3 | Poverty levels of female-headed households | 96 |
Table 3.4 | Literacy rates (7+) by gender, class and caste | 97 |
Table 3.5 | School attendance by gender, class and caste | 98 |
Table 3.6 | Ability to support desired level of education | 100 |
Table 4.1 | Proportion of male and female members of sample households gaining one or more paid labour days from the Employment Assurance Scheme | 127 |
Table 4.2 | Number of meetings held of VECs of rural P. S. schools, Bihar study Districts, 1997–9 | 129 |
Table 4.3 | Awareness of the existence and principal objectives of the Employment Assurance Scheme (percentage of sample households) | 131 |
Table 4.4 | Evaluation of Malda village meeting: selected questions and answers | 141 |
Table 5.1 | Sector-wise breakdown of EAS schemes actually implemented by the Blocks, Bihar | 163 |
Table 5.2 | Schools with only one teacher, selected Districts of Bihar, 1996–9 | 179 |
Table 5.3 | Schools with a toilet for girls, selected Districts of Bihar, 1996–9 | 180 |
Table 5.4 | School infrastructure in Midnapore and Malda, 1998–9 | 181 |
Table 5.5 | School infrastructure in selected primary schools, Malda and Midnapore | 182 |
This book draws on two linked projects supported by the United Kingdom’s Economic and Social Research Council (grant number R000237761) and Department for International Development (grant number CNTR 00 1553) in the years 1998–2001. We are grateful for the financial support of these institutions, while noting that they are not responsible for the findings we report here. As we also note in Chapter , we are especially grateful to seven colleagues who worked with us in Bihar (now Bihar and Jharkhand) and West Bengal on the ESRC project: Vishwaranjan Raju, Ashok Baitha and Rakesh Kumar in Bihar and Jharkhand and Lina Das, Md. Basar Ali, Khushi Das Gupta and Surajit Adhikari in West Bengal. We are also grateful to them and to Pramod Kumar (DPO Jehanabad), Deepak Srivastava, Sanjeev, Ramedra Nath, B. N. Patnaik, in Bihar, and Somen Dhar, Shibesh Das, Piyalee Sharma Das, Alok Kumar Mukhopadhyay and Dibyendu Sarkar, in West Bengal, who worked with us in 2000–2001 on the DFID-funded action research projects that grew out of, and developed, our original research project.
In addition to these co-workers we want to thank all the people we worked with in the field localities. We cannot list everyone by name, but in Bihar and Jharkhand we extend special thanks to Ram Lakhan Manjhi, Shiv Nandan Pike, Soma Munda, Ranjeet, Sudhir Manjhi, Budhwa Lohra and Thuchuwa Lohra in Murhu Block, Ranchi District; to Ram Ballav Paswan, Sonelal Paswan, Ram Prasad Paswan, K. D. Rai, Master Bhogendra Rai, Lal Babu Rai, Chander Singh and Anant Singh in Bidupur Block, Vaishali District; and to Laxman Ram, Sundershan Ram, Lohri Ram, Ramashish Ram, Viday Paswan, Chandrageet Ram, Sriman Narayan Singh, Kesho Ray and Baidaynath Singh in Sahar Block, Bhojpur District. In West Bengal, we want particularly to thank Shibshankar Adhikary in Debra Block, Ratan Karmaka and family in Old Malda Block, and Mona Mishra, all of whom made fieldwork a pleasure. We are also indebted to Arun Mal, Katik Potar and Abani Biswas in Old Malda, and to Narayan Sur, Parbati Sing, Manbendra Sing, Rampada Tudu, Debi Sing, Pradip Maity and Himansu Sarkar Roy in Debra. We realize that our questions must have seemed odd at times, not to mention time-consuming, and that very few of our respondents will get to see (let alone read) this book. Nevertheless, the book is very respectfully dedicated to the people whose stories are at the heart of this volume, and we hope that we shall in time be able to repay their many kindnesses in other and perhaps more practical ways.
Elsewhere in Bihar and Jharkhand we are in the debt of a large number of friends and colleagues who guided our research project and helped bring it to life. Again, we are forced to single people out from among a diverse group of activists, NGO workers, government personnel, journalists and politicians, to all of whom we remain grateful, but special thanks are certainly due to Arun Das, Raghupati, Rupesh, Akshay, Pawan, Sushil Kumar, Ms Nutan, Ms Subhraja Singh, Urmila, TN Singh, Ranvindra Bharati, Sushil and Sagir Rehmani from the community of social and cultural activists (including representatives of Lok Samiti, Bhor [literacy campaign], Panchayat Parishad, the Bihar Education Project, the State Commission on Child Labour, and not forgetting the twenty-two actors from Bhojpur who staged the folk drama, Dugdugi); to Fr Jose, Fr Francken, Fr Manthara and Ms Vizi Srinivasan from among the community of NGO workers; and to K. H. Subramanyam (Commissioner and Secretary, Rural Development), Jayant Das Gupta (Secretary, Panchayati Raj), and Vijay Prakash (Secretary, Higher Education). At the District and Block levels, we would like to thank Uday Singh, Deepak Kumar, H. S. Meena, Sudhir Kumar, Suman Kumar, the DDC of Vaishali District, and the BDOs of Bidupur, Sahar and Murhu Blocks, from among the community of government personnel, noting as well that without the help of a large number of Village-Level Workers, panchayat sewaks, junior engineers, and others it would have been difficult to carry out our work as we did.
Thanks also to Pranab Chaudhury of the Times of India, Patna, to Mammen Matthew of the Hindustan Times, Ranchi, and to N. R. Mohanty of the Hindustan Times, Patna, for their advice and support, which were always welcome, and to Shaibal Gupta and his colleagues at the Asian Development Research Institute, Patna. The A. N. Sinha Institute, also in Patna, was kind enough to host a meeting we held in January 1999 at the beginning of our research in Bihar. The academics and activists who attended that meeting were collectively responsible for pushing us to rethink the direction of some parts of the planned research, and we remain grateful to them. Finally, we are pleased to thank Shri Laloo Prasad Yadav (ex-Chief Minister, Bihar; currently Union Minister for Railways), Shri Jagdanand Singh (Minister, Water Resources), Shri Ram Chandra Purbey (Minister, Primary Education), K. D. Yadav (State President, CPI-ML), Ram Dayal Munda (Jharkhand activist and politician), and Ravi Shankar Prasad (State BJP leader, ex-Minister, Government of India), from among the community of politicians, for repeatedly taking time out of their busy schedules to share their thoughts with us.
In West Bengal we would like to thank Debdas Banerjee, Dwaipayan Bhattacharyya, Indranil Chakroborti and Abdul Rafique for their intellectual support. We also benefited from discussions with Dr Surjya Kanta Mishra (Minister, Panchayats and Rural Development), Prasad Ranjan Roy (former Secretary, Department of Panchayats and Rural Development), Manavendra Roy (Secretary, Department of Panchayats and Rural Development), Malai De (Department of Panchayats and Rural Development), Rajiva Sinha (now with UNICEF), Jude Henrique (UNICEF), Dilip Ghosh and Bijon Kundu. At the District and Block levels we thank Shefali Khatoon, Sushil Kumar, Md. Abdul Gani, Dibyendu Das, Athena Mazumdar, Sanatan Ram, Dhiren Choudhury, Dilip Das, Abdul Malik, Dilip Kumar Sarkar, K. N. Dhar, A. C. Sikar and Munsur Ali in Malda, and Mamad Sahid, Jahangir Karim, Biman Bhumia and Robin Sing in Midnapore. Grateful thanks also to colleagues at the State Institute for Panchayats and Rural Development, Kalyani, and at the Centre for Studies in Social Science, Calcutta, who helped us with institutional support.
In New Delhi, we have benefited from discussions with Gerard Howe and Arif Ghauri at DFID, with Mark Robinson at the Ford Foundation, and with colleagues at institutions as diverse as JNU and the World Bank, including Anand Kumar, T. K. Oommen and Yogendra Singh. Special thanks also to Ronald Herring, Kuldip Nayyar and A. J. Philip for their strong support of our action research project in Bihar.
We have also discussed our work with a number of colleagues in Europe and North America, and would like to thank Abhijit Banerjee, Fiona Candlin, Kanchan Chandra, Sharad Chari, Partha Chatterjee, Shubam Chaudhuri, Nicholas Dirks, Chris Fuller, John Echeverri-Gent, John Harriss, Barbara Harriss-White, Walter Hauser, Patrick Heller, Craig Jeffrey, Sarah Jewitt, Sudipta Kaviraj, Steven Legg, Janek Mandel, Emma Mawdsley, John de Monchaux, Tanni Mukhopadhyay, Roopa Nair, Suppiramnaiam Nanthikesan, Ranjit Nayak, Philip Oldenburg, Johnny Parry, James Putzel, Saraswati Raju, Sanjay Reddy, Ben Rogaly, Nikolas Rose, Sanjay Ruparelia, the late Professor T. Sathyamurthy, Alpa Shah, Edward Simpson, Bishwapriya Singh, Kristian Stokke, Judith Tendler and Ashutosh Varshney for engaging critically with our work. We are also grateful to two anonymous referees for Cambridge University Press, and to our Editor there, Marigold Acland. Above all, we want to thank our partners and children, Pilar and Joanne, Paula and Anna, Nina, Saagar, Shikhar and Roshini, and Lori, Lili and Alexandre. This project has occupied us for the best part of six years, and we are extremely grateful to them for their patience and support.
Abhikarta |
executing agent or foreman |
adivasi |
original people; preferred name for Scheduled Tribes |
artha |
worldly (self-)interest |
Backward Classes |
the ‘weaker sections’, or the Scheduled Castes and Tribes and Other Backward Castes |
Bhadralok |
upper or respectable folk; gentlemen (Bengali) |
crore |
ten million |
dada |
big brother or political boss |
dalaal |
broker |
Dalit |
Marathi word for the oppressed (the ex-Untouchables) |
dharma |
the traditional moral order |
dirigiste |
state-directed or dominated, in the context of economic development |
garibi hatao |
an ‘end to poverty’ (slogan of Indira Gandhi) |
Gram Panchayat |
village council; the lowest tier of the panchayat system |
gram baithak |
informal meeting |
gram sabha |
formal village meeting provided by government statute |
gram sansad |
statutory village meeting; smallest panchayat constituency |
Harijan |
‘children of god’; Gandhi’s term for the ex-Untouchables, now Scheduled Castes |
izzat |
honour or dignity |
jati |
caste in the sense of named birth group |
Kayastha |
scribal caste of north India, now seen as high caste |
kisan |
peasant |
kuccha |
unfinished (of infrastructure); often earthen works |
lakh |
one hundred thousand |
Mukhiya |
headman of village, now of a panchayat |
Naxalites |
organized left insurgents |
neta |
leader |
Other Backward Classes/Castes (OBCs) |
socially and educationally deprived communities, not including Scheduled Castes or Tribes, for whom compensatory actions are now authorized by the state |
panchayat |
council, official institution of local government |
Panchayat samiti |
Block-level council |
panchayati raj |
official system of local self-government |
para |
neighbourhood |
Pradhan |
President of the gram panchayat* |
pucca |
‘finished’ (of infrastructure); permanent, often concrete-built |
pyraveekar |
political fixer |
Sabhadhipati |
President of the zilla parishad* |
Sabhapati |
President of the panchayat samiti* |
sarkar |
government |
Scheduled Castes |
those castes recognized by the Constitution as deserving special assistance in respect of education, employment and political representation (other than the OBCs); in effect, the ex-Untouchables |
Scheduled Tribes |
in effect, the official term for India’s adivasi populations; those communities recognized by the Constitution as deserving special assistance in respect of education, employment and political representation (other than the Scheduled Castes and OBCs) |
tola |
hamlet, or small neighbourhood within a village |
zamindar |
revenue collector and landholder under British rule |
Zilla parishad |
District-level council |
* – used here of West Bengal
ABPTA |
All-Bengal Primary Teachers’ Association |
ADM |
Assistant District Magistrate |
AE |
Assistant Engineer |
AEO |
Additional Executive Officer |
BAO |
Block Agricultural Officer |
BDO |
Block Development Officer |
BEO |
Block Education Officer |
BEP |
Bihar Education Project |
BJP |
Bharatiya Janata Party |
BKU |
Bharatiya Kisan Union |
CACP |
Commission on Agricultural Costs and Prices |
CDP |
Community Development Programme |
CO |
Community Organizer |
CPI-M |
Communist Party of India, Marxist |
CPI-ML |
Communist Party of India, Marxist-Leninist |
DDC |
Deputy Development Commissioner |
DFID |
Department for International Development, UK Government |
DFO |
Divisional Forest Officer |
DM |
District Magistrate or Collector |
DPEP |
District Primary Education Project |
DPSC |
District Primary School Council |
DWCRA |
Development of Women and Children in Rural Areas |
EAS |
Employment Assurance Scheme |
EGS |
Employment Guarantee Scheme |
EGS(MP) |
Education Guarantee Scheme, Madhya Pradesh |
EIRFP |
Eastern India Rainfed Farming Project |
EPPG |
Enhancing Pro-Poor Governance (action research project) |
ESRC |
Economic and Social Research Council, UK |
GIAN |
Gujarat Grassroots Innovation Augmentation Network |
GP |
Gram Panchayat |
ICDS |
Integrated Child Development Scheme |
INC |
Indian National Congress |
IRDP |
Integrated Rural Development Programme |
JE |
Junior Engineer |
JFM |
Joint Forest Management |
JRY |
Jawahar Rozgar Yojana |
KRP |
Key Resource Person |
KSSP |
Kerala Sashtra Sahitya Parishad (people’s science movement) |
MCC |
Maoist Communist Centre |
MFAL |
Marginal Farmer and Agricultural Labour programme |
MKSS |
Mazdoor Kisan Shakti Sanghatan |
MLA |
Member of the Legislative Assembly |
MLC |
Member of the Legislative Council |
MP |
Member of Parliament |
NCPRI |
National Campaign for the People’s Right to Information |
NDA |
National Democratic Alliance |
NGO |
Non-Governmental Organization |
NPC |
National Planning Committee (of the INC) |
NTFP |
Non-Timber Forest Product |
OBCs |
Other Backward Castes (or Classes) |
PDS |
Public Distribution System |
PPD |
Perspective Planning Division |
PRI |
Panchayati Raj institutions |
RJD |
Rashtriya Janata Dal |
RSS |
Rashtriya Swayamsevak Sangh |
SAC |
School Attendance Committee |
SCs |
Scheduled Castes |
SFDA |
Small Farmers Development Agency |
SGSY |
Swarajayanti Gram Swaroznar Yojana, a village self-employment programme that replaces the IRDP |
SI |
Sub-Inspector (of primary schools) |
SIPRD |
State Institute of Panchayats and Rural Development |
SITRA |
Supply of Improved Toolkits to Rural Artisans |
SAP |
Special Area Programme |
SSA |
Sub-Saharan Africa |
STs |
Scheduled Tribes |
TDA |
Tribal Development Agency |
TLC |
Total Literacy Campaign |
TI |
Transparency International |
TMC |
Trinamool Congress |
UNDP |
United Nations Development Programme |
VEC |
Village Education Council |
VHP |
Vishwa Hindu Parishad |
VLW |
Village-Level Worker |
WB |
West Bengal |