Cambridge University Press
0521834791 - Seeing the State - Governance and Governmentality in India - by Stuart Corbridge, Glyn Williams, Manoj Srivastava and René Véron
Frontmatter/Prelims



Seeing the State




Poor people confront the state on an everyday basis all over the world. But how do they see the state, and how are these engagements conducted? This book considers the Indian case where people’s accounts, in particular in the countryside, are shaped by a series of encounters that are staged at the local level, and which are also informed by ideas that are circulated by the government and the broader development community. Drawing extensively on fieldwork conducted in eastern India and their broad range of expertise, the authors review a series of key debates in development studies on participation, good governance, and the structuring of political society. They do so with particular reference to the Employment Assurance Scheme and primary education provision. Seeing the State engages with the work of James Scott, James Ferguson and Partha Chatterjee, and offers a new interpretation of the formation of citizenship in South Asia.

Stuart Corbridge is Professor of Geography at the London School of Economics. He is the author or co-author of five books, including Reinventing India (with John Harriss, 2000).

Glyn Williams is Senior Lecturer in Geography at King’s College, London. He is the co-editor of a collection of essays on South Asia in a Globalising World (2002).

Manoj Srivastava is a Research Associate in the Crisis State Programme, Development Studies Institute, London School of Economics. He has worked for the Indian state for nearly twenty years.

René Véron is Assistant Professor in Geography at the University of Guelph, Ontario. He is the author of a book on Real Markets and Environmental Change in Kerala (1999).




Contemporary South Asia 10

Editorial board

Jan Breman

G. P. Hawthorn

Ayesha Jalal

Patricia Jeffery

Atul Kohli

Contemporary South Asia has been established to publish books on the politics, society and culture of South Asia since 1947. In accessible and compehensive studies, authors who are already engaged in researching specific aspects of South Asian society explore a wide variety of broad-ranging and topical themes. The series will be of interest to anyone who is concerned with the study of South Asia and with the legacy of its colonial past.

1 Ayesha Jalal

Democracy and Authoritarianism in South Asia: A Comparative and Historical Perspective

2 Jan Breman

Footloose Labour: Working in India’s Informal Economy

3 Roger Jeffery and Particia Jeffery

Population, Gender and Politics: Demographic Change in Rural North India

4 Oliver Mendelsohn and Marika Vicziany

The Untouchables: Subordination, Poverty and the State in Modern India

5 Robert Jenkins

Democratic Politics and Economic Reform in India

6 Atul Kohli (ed.)

The Success of India’s Democracy

7 Gyanendra Pandey

Remembering Partition: Violence and Nationalism in India

8 Barbara Harriss-White

India Working: Essays on Society and Economy

9 Baldev Raj Nayar and T. V. Paul

India in the World Order: Searching for Major-Power Status





Seeing the State

Governance and Governmentality in India

Stuart Corbridge
London School of Economics

Glyn Williams
King’s College, London

Manoj Srivastava
London School of Economics

René Véron
University of Guelph



CAMBRIDGE UNIVERSITY PRESS
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Cambridge University Press
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Published in the United States of America by Cambridge University Press, New York

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Information on this title: www.cambridge.org/9780521542555

© Stuart Corbridge, Glyn Williams, René Véron and Manoj Srivastava 2005

This publication is in copyright. Subject to statutory exception
and to the provisions of relevant collective licensing agreements,
no reproduction of any part may take place without
the written permission of Cambridge University Press.

First published 2005

Printed in the United Kingdom at the University Press, Cambridge

A catalogue record for this publication is available from the British Library

Library of Congress Cataloguing in Publication data
Seeing the state: governance and governmentality in India / Stuart Corbridge . . . [et al.].
 p. cm. – (Contemporary South Asia; 10)
ISBN 0-521-83479-1 – ISBN 0-521-54255-3 (pbk.)
1. India – Politics and government – 1977–2. Political participation – India.
3. Civil society – India. Ⅰ. Corbridge, Stuart. Ⅱ. Contemporary South Asia (Cambridge, England); 10.
JQ281.S44 2005
320.954‵09‵045 – dc22 2005041081

ISBN-13 978-0-521-83479-7 hardback
ISBN-10 0-521-83479-1 hardback
ISBN-13 978-0-521-54255-5 paperback
ISBN-10 0-521-54255-3 paperback

Cambridge University Press has no responsibility for the persistence or accuracy of URLs for external or third-party internet websites referred to in this publication and does not guarantee that any content on such websites is, or will remain, accurate or appropriate.



Contents

List of boxes, figures and tables page vii
Acknowledgements ix
Glossary xii
List of abbreviations xiv
Introduction 1
Part I The state and the poor
1 Seeing the state 15
2 Technologies of rule and the war on poverty 47
Part II The everyday state and society
3 Meeting the state 87
4 Participation 121
5 Governance 151
6 Political society 188
Part III The poor and the state
7 Protesting the state 219
8 Post-colonialism, development studies and spaces of empowerment 250
9 Postscript: development ethics and the ethics of critique 265
Appendix 1: Major national programmes and policies related to poverty alleviation, 1999 275
Appendix 2: The 1999 general election in Hajipur 283
References 292
Index 314




Boxes, figures and tables

Box 2.1

Seeing and measuring the BPLs

page 75
Box 3.1 Parental attitudes to education in Malda and Midnapore Districts 101
Box 5.1 The new public administration in India and poverty alleviation in the countryside 159
Figure 3.1 The field sites 89
Figure 3.2 Schematic account of key sources of support for the poor, by District 104
Figure 3.3 An official view of the developmental state: the EAS in West Bengal 110
Figure 3.4 Chapati diagrams’ of government: Midnapore field site 111
Figure 4.1 Sources of help in solving problems with education, schools and teachers, West Bengal 130
Figure 5.1 EAS spending by panchayat and village, Sahar Block, Bhojpur District, 1996–7 to 1998–9 170
Figure 5.2 EAS spending by panchayat and village, Murhu Block, Ranchi District, 1993–4 to 1998–9 171
Figure 5.3 EAS spending by panchayat and village, Bidupur Block, Vaishali District, 1996–7 to 1998–9 173
Figure 6.1 Local monitoring of the EAS in West Bengal: main actors and responsibilities 201
Table 1.1 Rent-seeking in the tree trade 26
Table 2.1 Social Sector Plan outlays as a percentage of Total Plan Outlays: Centre, States and Union Territories, 1951–2002 72
Table 2.2 Literacy rates (age 7+) in 17 major states of India, 1997 81
Table 3.1 Census household by community and levels of well-being and poverty 91
Table 3.2 Household land ownership and income sources by poverty ranking 94
Table 3.3 Poverty levels of female-headed households 96
Table 3.4 Literacy rates (7+) by gender, class and caste 97
Table 3.5 School attendance by gender, class and caste 98
Table 3.6 Ability to support desired level of education 100
Table 4.1 Proportion of male and female members of sample households gaining one or more paid labour days from the Employment Assurance Scheme 127
Table 4.2 Number of meetings held of VECs of rural P. S. schools, Bihar study Districts, 1997–9 129
Table 4.3 Awareness of the existence and principal objectives of the Employment Assurance Scheme (percentage of sample households) 131
Table 4.4 Evaluation of Malda village meeting: selected questions and answers 141
Table 5.1 Sector-wise breakdown of EAS schemes actually implemented by the Blocks, Bihar 163
Table 5.2 Schools with only one teacher, selected Districts of Bihar, 1996–9 179
Table 5.3 Schools with a toilet for girls, selected Districts of Bihar, 1996–9 180
Table 5.4 School infrastructure in Midnapore and Malda, 1998–9 181
Table 5.5 School infrastructure in selected primary schools, Malda and Midnapore 182




Acknowledgements




This book draws on two linked projects supported by the United Kingdom’s Economic and Social Research Council (grant number R000237761) and Department for International Development (grant number CNTR 00 1553) in the years 1998–2001. We are grateful for the financial support of these institutions, while noting that they are not responsible for the findings we report here. As we also note in Chapter , we are especially grateful to seven colleagues who worked with us in Bihar (now Bihar and Jharkhand) and West Bengal on the ESRC project: Vishwaranjan Raju, Ashok Baitha and Rakesh Kumar in Bihar and Jharkhand and Lina Das, Md. Basar Ali, Khushi Das Gupta and Surajit Adhikari in West Bengal. We are also grateful to them and to Pramod Kumar (DPO Jehanabad), Deepak Srivastava, Sanjeev, Ramedra Nath, B. N. Patnaik, in Bihar, and Somen Dhar, Shibesh Das, Piyalee Sharma Das, Alok Kumar Mukhopadhyay and Dibyendu Sarkar, in West Bengal, who worked with us in 2000–2001 on the DFID-funded action research projects that grew out of, and developed, our original research project.

   In addition to these co-workers we want to thank all the people we worked with in the field localities. We cannot list everyone by name, but in Bihar and Jharkhand we extend special thanks to Ram Lakhan Manjhi, Shiv Nandan Pike, Soma Munda, Ranjeet, Sudhir Manjhi, Budhwa Lohra and Thuchuwa Lohra in Murhu Block, Ranchi District; to Ram Ballav Paswan, Sonelal Paswan, Ram Prasad Paswan, K. D. Rai, Master Bhogendra Rai, Lal Babu Rai, Chander Singh and Anant Singh in Bidupur Block, Vaishali District; and to Laxman Ram, Sundershan Ram, Lohri Ram, Ramashish Ram, Viday Paswan, Chandrageet Ram, Sriman Narayan Singh, Kesho Ray and Baidaynath Singh in Sahar Block, Bhojpur District. In West Bengal, we want particularly to thank Shibshankar Adhikary in Debra Block, Ratan Karmaka and family in Old Malda Block, and Mona Mishra, all of whom made fieldwork a pleasure. We are also indebted to Arun Mal, Katik Potar and Abani Biswas in Old Malda, and to Narayan Sur, Parbati Sing, Manbendra Sing, Rampada Tudu, Debi Sing, Pradip Maity and Himansu Sarkar Roy in Debra. We realize that our questions must have seemed odd at times, not to mention time-consuming, and that very few of our respondents will get to see (let alone read) this book. Nevertheless, the book is very respectfully dedicated to the people whose stories are at the heart of this volume, and we hope that we shall in time be able to repay their many kindnesses in other and perhaps more practical ways.

   Elsewhere in Bihar and Jharkhand we are in the debt of a large number of friends and colleagues who guided our research project and helped bring it to life. Again, we are forced to single people out from among a diverse group of activists, NGO workers, government personnel, journalists and politicians, to all of whom we remain grateful, but special thanks are certainly due to Arun Das, Raghupati, Rupesh, Akshay, Pawan, Sushil Kumar, Ms Nutan, Ms Subhraja Singh, Urmila, TN Singh, Ranvindra Bharati, Sushil and Sagir Rehmani from the community of social and cultural activists (including representatives of Lok Samiti, Bhor [literacy campaign], Panchayat Parishad, the Bihar Education Project, the State Commission on Child Labour, and not forgetting the twenty-two actors from Bhojpur who staged the folk drama, Dugdugi); to Fr Jose, Fr Francken, Fr Manthara and Ms Vizi Srinivasan from among the community of NGO workers; and to K. H. Subramanyam (Commissioner and Secretary, Rural Development), Jayant Das Gupta (Secretary, Panchayati Raj), and Vijay Prakash (Secretary, Higher Education). At the District and Block levels, we would like to thank Uday Singh, Deepak Kumar, H. S. Meena, Sudhir Kumar, Suman Kumar, the DDC of Vaishali District, and the BDOs of Bidupur, Sahar and Murhu Blocks, from among the community of government personnel, noting as well that without the help of a large number of Village-Level Workers, panchayat sewaks, junior engineers, and others it would have been difficult to carry out our work as we did.

   Thanks also to Pranab Chaudhury of the Times of India, Patna, to Mammen Matthew of the Hindustan Times, Ranchi, and to N. R. Mohanty of the Hindustan Times, Patna, for their advice and support, which were always welcome, and to Shaibal Gupta and his colleagues at the Asian Development Research Institute, Patna. The A. N. Sinha Institute, also in Patna, was kind enough to host a meeting we held in January 1999 at the beginning of our research in Bihar. The academics and activists who attended that meeting were collectively responsible for pushing us to rethink the direction of some parts of the planned research, and we remain grateful to them. Finally, we are pleased to thank Shri Laloo Prasad Yadav (ex-Chief Minister, Bihar; currently Union Minister for Railways), Shri Jagdanand Singh (Minister, Water Resources), Shri Ram Chandra Purbey (Minister, Primary Education), K. D. Yadav (State President, CPI-ML), Ram Dayal Munda (Jharkhand activist and politician), and Ravi Shankar Prasad (State BJP leader, ex-Minister, Government of India), from among the community of politicians, for repeatedly taking time out of their busy schedules to share their thoughts with us.

   In West Bengal we would like to thank Debdas Banerjee, Dwaipayan Bhattacharyya, Indranil Chakroborti and Abdul Rafique for their intellectual support. We also benefited from discussions with Dr Surjya Kanta Mishra (Minister, Panchayats and Rural Development), Prasad Ranjan Roy (former Secretary, Department of Panchayats and Rural Development), Manavendra Roy (Secretary, Department of Panchayats and Rural Development), Malai De (Department of Panchayats and Rural Development), Rajiva Sinha (now with UNICEF), Jude Henrique (UNICEF), Dilip Ghosh and Bijon Kundu. At the District and Block levels we thank Shefali Khatoon, Sushil Kumar, Md. Abdul Gani, Dibyendu Das, Athena Mazumdar, Sanatan Ram, Dhiren Choudhury, Dilip Das, Abdul Malik, Dilip Kumar Sarkar, K. N. Dhar, A. C. Sikar and Munsur Ali in Malda, and Mamad Sahid, Jahangir Karim, Biman Bhumia and Robin Sing in Midnapore. Grateful thanks also to colleagues at the State Institute for Panchayats and Rural Development, Kalyani, and at the Centre for Studies in Social Science, Calcutta, who helped us with institutional support.

   In New Delhi, we have benefited from discussions with Gerard Howe and Arif Ghauri at DFID, with Mark Robinson at the Ford Foundation, and with colleagues at institutions as diverse as JNU and the World Bank, including Anand Kumar, T. K. Oommen and Yogendra Singh. Special thanks also to Ronald Herring, Kuldip Nayyar and A. J. Philip for their strong support of our action research project in Bihar.

   We have also discussed our work with a number of colleagues in Europe and North America, and would like to thank Abhijit Banerjee, Fiona Candlin, Kanchan Chandra, Sharad Chari, Partha Chatterjee, Shubam Chaudhuri, Nicholas Dirks, Chris Fuller, John Echeverri-Gent, John Harriss, Barbara Harriss-White, Walter Hauser, Patrick Heller, Craig Jeffrey, Sarah Jewitt, Sudipta Kaviraj, Steven Legg, Janek Mandel, Emma Mawdsley, John de Monchaux, Tanni Mukhopadhyay, Roopa Nair, Suppiramnaiam Nanthikesan, Ranjit Nayak, Philip Oldenburg, Johnny Parry, James Putzel, Saraswati Raju, Sanjay Reddy, Ben Rogaly, Nikolas Rose, Sanjay Ruparelia, the late Professor T. Sathyamurthy, Alpa Shah, Edward Simpson, Bishwapriya Singh, Kristian Stokke, Judith Tendler and Ashutosh Varshney for engaging critically with our work. We are also grateful to two anonymous referees for Cambridge University Press, and to our Editor there, Marigold Acland. Above all, we want to thank our partners and children, Pilar and Joanne, Paula and Anna, Nina, Saagar, Shikhar and Roshini, and Lori, Lili and Alexandre. This project has occupied us for the best part of six years, and we are extremely grateful to them for their patience and support.




Glossary

Abhikarta

executing agent or foreman

adivasi

original people; preferred name for Scheduled Tribes

artha

worldly (self-)interest

Backward Classes

the ‘weaker sections’, or the Scheduled Castes and Tribes and Other Backward Castes

Bhadralok

upper or respectable folk; gentlemen (Bengali)

crore

ten million

dada

big brother or political boss

dalaal

broker

Dalit

Marathi word for the oppressed (the ex-Untouchables)

dharma

the traditional moral order

dirigiste

state-directed or dominated, in the context of economic development

garibi hatao

an ‘end to poverty’ (slogan of Indira Gandhi)

Gram Panchayat

village council; the lowest tier of the panchayat system

gram baithak

informal meeting

gram sabha

formal village meeting provided by government statute

gram sansad

statutory village meeting; smallest panchayat constituency

Harijan

‘children of god’; Gandhi’s term for the ex-Untouchables, now Scheduled Castes

izzat

honour or dignity

jati

caste in the sense of named birth group

Kayastha

scribal caste of north India, now seen as high caste

kisan

peasant

kuccha

unfinished (of infrastructure); often earthen works

lakh

one hundred thousand

Mukhiya

headman of village, now of a panchayat

Naxalites

organized left insurgents

neta

leader

Other Backward Classes/Castes (OBCs)

socially and educationally deprived communities, not including Scheduled Castes or Tribes, for whom compensatory actions are now authorized by the state

panchayat

council, official institution of local government

Panchayat samiti

Block-level council

panchayati raj

official system of local self-government

para

neighbourhood

Pradhan

President of the gram panchayat*

pucca

‘finished’ (of infrastructure); permanent, often concrete-built

pyraveekar

political fixer

Sabhadhipati

President of the zilla parishad*

Sabhapati

President of the panchayat samiti*

sarkar

government

Scheduled Castes

those castes recognized by the Constitution as deserving special assistance in respect of education, employment and political representation (other than the OBCs); in effect, the ex-Untouchables

Scheduled Tribes

in effect, the official term for India’s adivasi populations; those communities recognized by the Constitution as deserving special assistance in respect of education, employment and political representation (other than the Scheduled Castes and OBCs)

tola

hamlet, or small neighbourhood within a village

zamindar

revenue collector and landholder under British rule

Zilla parishad

District-level council

* – used here of West Bengal





Abbreviations

ABPTA

All-Bengal Primary Teachers’ Association

ADM

Assistant District Magistrate

AE

Assistant Engineer

AEO

Additional Executive Officer

BAO

Block Agricultural Officer

BDO

Block Development Officer

BEO

Block Education Officer

BEP

Bihar Education Project

BJP

Bharatiya Janata Party

BKU

Bharatiya Kisan Union

CACP

Commission on Agricultural Costs and Prices

CDP

Community Development Programme

CO

Community Organizer

CPI-M

Communist Party of India, Marxist

CPI-ML

Communist Party of India, Marxist-Leninist

DDC

Deputy Development Commissioner

DFID

Department for International Development, UK Government

DFO

Divisional Forest Officer

DM

District Magistrate or Collector

DPEP

District Primary Education Project

DPSC

District Primary School Council

DWCRA

Development of Women and Children in Rural Areas

EAS

Employment Assurance Scheme

EGS

Employment Guarantee Scheme

EGS(MP)

Education Guarantee Scheme, Madhya Pradesh

EIRFP

Eastern India Rainfed Farming Project

EPPG

Enhancing Pro-Poor Governance (action research project)

ESRC

Economic and Social Research Council, UK

GIAN

Gujarat Grassroots Innovation Augmentation Network

GP

Gram Panchayat

ICDS

Integrated Child Development Scheme

INC

Indian National Congress

IRDP

Integrated Rural Development Programme

JE

Junior Engineer

JFM

Joint Forest Management

JRY

Jawahar Rozgar Yojana

KRP

Key Resource Person

KSSP

Kerala Sashtra Sahitya Parishad (people’s science movement)

MCC

Maoist Communist Centre

MFAL

Marginal Farmer and Agricultural Labour programme

MKSS

Mazdoor Kisan Shakti Sanghatan

MLA

Member of the Legislative Assembly

MLC

Member of the Legislative Council

MP

Member of Parliament

NCPRI

National Campaign for the People’s Right to Information

NDA

National Democratic Alliance

NGO

Non-Governmental Organization

NPC

National Planning Committee (of the INC)

NTFP

Non-Timber Forest Product

OBCs

Other Backward Castes (or Classes)

PDS

Public Distribution System

PPD

Perspective Planning Division

PRI

Panchayati Raj institutions

RJD

Rashtriya Janata Dal

RSS

Rashtriya Swayamsevak Sangh

SAC

School Attendance Committee

SCs

Scheduled Castes

SFDA

Small Farmers Development Agency

SGSY

Swarajayanti Gram Swaroznar Yojana, a village self-employment programme that replaces the IRDP

SI

Sub-Inspector (of primary schools)

SIPRD

State Institute of Panchayats and Rural Development

SITRA

Supply of Improved Toolkits to Rural Artisans

SAP

Special Area Programme

SSA

Sub-Saharan Africa

STs

Scheduled Tribes

TDA

Tribal Development Agency

TLC

Total Literacy Campaign

TI

Transparency International

TMC

Trinamool Congress

UNDP

United Nations Development Programme

VEC

Village Education Council

VHP

Vishwa Hindu Parishad

VLW

Village-Level Worker

WB

West Bengal





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