Cambridge University Press
9780521430937 - Byzantium in the iconoclast era c. 680–850: a history - By Leslie Brubaker and John Haldon
Frontmatter/Prelims

Byzantium in the iconoclast era, c. 680–850

Iconoclasm, the debate about the legitimacy of religious art that began in Byzantium around 720 and continued for nearly 120 years, has long held a firm grip on the historical imagination. This is the first book in English for over fifty years to survey this most elusive and fascinating period in medieval history. It is also the first book in any language to combine the expertise of two authors who are specialists in the written, archaeological, and visual evidence from this period, a combination of particular importance to the iconoclasm debate. The authors have worked together to provide a comprehensive overview of the visual, written, and other materials that together help clarify the complex issues of iconoclasm in Byzantium. In doing so, they challenge many traditional assumptions about iconoclasm and set the period firmly in its broader political, cultural, and social-economic context.

Leslie Brubaker is Professor of Byzantine Art and Director of the Graduate School (College of Arts and Law) at the University of Birmingham. Her previous publications include Vision and Meaning in Ninth-Century Byzantium: Image as Exegesis in the Homilies of Gregory of Nazianzus (1999) and, with John Haldon, Byzantium in the Era of Iconoclasm: The Sources (2001). She has edited Byzantium in the Ninth Century: Dead or Alive? (1998) and coedited, with Robert Osterhout, The Sacred Image East and West (1995) and, with Julia M. H. Smith, Gender in the Early Medieval World: East and West, 300–900 (2004).

John Haldon is Professor of History and Hellenic Studies at Princeton University and is currently a Senior Research Fellow at the Dumbarton Oaks Center for Byzantine Studies. His previous publications include Byzantium in the Seventh Century: The Transformation of a Culture (1990; rev. edn 1997) and Byzantium: A History (2000). He has edited The Social History of Byzantium: Problems and Perspectives (2008) and coedited, with Elizabeth Jeffreys and Robin Cormack, The Oxford Handbook of Byzantine Studies (2008).


Byzantium in the iconoclast era c. 680–850: a history

Leslie Brubaker and John Haldon


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© Cambridge University Press 2011

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First published 2011

Printed in the United Kingdom at the University Press, Cambridge

A catalogue record for this publication is available from the British Library

Library of Congress Cataloguing in Publication data

Brubaker, Leslie. Byzantium in the iconoclast era c. 680–850 : a history / Leslie Brubaker and John Haldon.
 p. cm.
Includes bibliographical references and index. ISBN 978-0-521-43093-7
1. Iconoclasm – Byzantine Empire – History. 2. Byzantine Empire – Church history.
3. Iconoclasm – Byzantine Empire – History – Sources. 4. Byzantine Empire – Church history –
Sources. 5. Icons, Byzantine. 6. Art, Byzantine – History. 7. Byzantine antiquities.
8. Byzantine Empire – Politics and government. 9. Church and state – Byzantine Empire –
History. 10. Art and state – Byzantine Empire – History. I. Haldon, John F. II. Title.
BR238.B78 2010
949.5′02 – dc22 2010029491

ISBN 978-0-521-43093-7 Hardback

Cambridge University Press has no responsibility for the persistence or accuracy of URLs for external or third-party internet websites referred to in this publication, and does not guarantee that any content on such websites is, or will remain, accurate or appropriate.


Contents

A note on names and placenames
ix
List of illustrations
xi
Photographic credits
xv
List of maps
xvii
Abbreviations
xviii
Introduction
1
1       Belief, ideology, and practice in a changing world
9
The context and background
9
Changing attitudes to imperial authority
11
Imperial politics and perceptions
15
The search for causes and the problem of causation
18
The contribution of changing social and economic relationships
22
The evolving role of the armies
26
Reconstruction and re-affirmation
29
The cult of saints, the cult of relics, and the cult of images
32
Relics and iconoclasm
38
The cult of images
40
Texts about images before the seventh century
44
Icons before iconoclasm
50
Opposition to religious images before iconoclasm
66
2       Leo III: iconoclast or opportunist?
69
The background to the reign of Leo III
70
The problem of an ‘imperial iconoclasm’
79
The dearth of evidence for early imperial iconoclasm
89
Germanos and Constantine of Nakoleia
94
Germanos and Thomas of Klaudioupolis
98
‘External’ influences? Islam, Judaism, and the evidence from Christian communities under Umayyad rule
105
The opening stages and the supposed edict against images
117
An imperial edict?
119
The problem of the Chalke icon
128
The nature and arguments of early iconoclasm
135
Leo III Philostauros
140
Artisanal production under Leo III: preserved and documentary evidence
144
Conclusions
151
3       Constantine V and the institutionalisation of iconoclasm
156
Rebellions and reforms
156
East and west: the stabilisation of state frontiers
163
The question of the images: theology and pragmatism
176
The Council of 754 and its results
189
The nature of iconoclastic persecution: myths and realities
197
The destruction of images?
199
Artisanal production under Constantine V
212
Architecture and architectural decoration
212
Icons
218
Manuscripts
220
Silks
225
Coins
226
Artisanal production outside the empire
227
‘Iconoclasm’ in Palestine
232
Constantine V and the monasteries: persecution – or a response to ‘treason’?
234
4       The triumph of tradition? The iconophile intermission, 775–813
248
Leo IV and his political inheritance
248
The Council of 787 and the ‘restoration’ of images
260
Reactions
276
The reigns of Constantine and Eirene
286
Artisanal production
294
Architecture and architectural decoration
294
Documentary evidence: Constantinople
309
Documentary evidence: Byzantine hinterlands
314
Manuscripts: the introduction of minuscule
317
Vatican, Biblioteca Apostolica Vaticana, gr. 1666: Dialogues of Gregory the Great
317
Mount Sinai, Monastery of St Catherine: Menaion
320
Icons
320
Silks
336
The Trier ivory
347
Metalwork
348
Pectoral crosses
350
Coins
352
Artisanal production during the ‘iconophile intermission’: conclusions
355
Nikephoros I and the consolidation of the state: 802–11
357
5       The second iconoclasm
366
Leo V and the re-imposition of imperial iconoclasm: 813–20
366
The synod of 815 and the second iconoclasm
372
Michael II: 820–9
386
Theophilos: 829–42
392
829–42: the broader context
404
The artisanal production of second iconoclasm
411
The context
412
Architecture and architectural decoration
416
Monumental painting
426
Manuscripts
428
Coins
431
Metalwork
435
Icons
440
Silks
441
Artisanal production outside the empire
443
Artisanal production during second iconoclasm: conclusions
445
The ‘triumph’ of orthodoxy
447
6       Economy, society, and state
453
The context
455
The environmental background
459
Patterns of economic activity: the state
464
Resources and coinage
470
The incidence of taxation
475
The state and its redistributive cycle
482
Non-state activity
488
Ceramic and other evidence: the background
493
Ceramic and other evidence: the eighth–ninth centuries
500
The movement of goods
506
Trade and commerce in the seventh, eighth, and ninth centuries
511
Commerce with the wider world
512
Internal trade
519
Commerce, the state, and the economy
524
7       Patterns of settlement: urban and rural life
531
Towns, villages, and fortresses: context
531
The seventh, eighth, and ninth centuries
538
Types of urbanism: polis, kastron and other settlements
544
The wider context: towns, fortresses, and refuges
549
Settlement economies
559
Villages, rural society, and local elites
564
8       Social elites and the court
573
Towards a new social elite
575
Rank and title
591
Income and access to resources
598
Status and office in the eighth and early ninth centuries
601
Society, ritual space, and topography
616
9       Society, politics, and power
625
Soldiers and society
627
Armies and politics
630
Beliefs, attitudes, and action: who were the iconoclasts and iconophiles?
642
Church and monastic opposition to imperial iconoclasm: myths and realities
650
10      Fiscal management and administration
665
Provincial government
665
The sixth- and seventh-century context
667
The survival of late Roman structures and titles: eparchoi and anthypatoi
671
Thematic protonotarioi: fiscal structures and resources
679
Kommerkiarioi and apothekai: from customs to crisis-management
682
The imperial kommerkia and kommerkiarioi in the eighth and ninth centuries
695
The role of the dromos
705
General tendencies in the evolution of the middle Byzantine fiscal system
709
Provisional conclusions
715
Taxation and the assessment of resources
717
11      Strategic administration and the origins of the themata
723
The nature of provincial military administration: origins and evolution
723
The armies: change and development in the eighth and ninth centuries
729
The implications of the title strategos
734
New armies and the evolution of the middle Byzantine system
739
Nikephoros I and the creation of the themata
744
The multiplication of military divisions
755
The substructures of provincial military administration
764
12      Iconoclasm, representation, and rewriting the past
772
Why iconoclasm?
774
Representation
782
Rewriting the past
787
Sources
800
Literature
815
Index
907

A note on names and placenames

Adopting an appropriate and consistent form for Byzantine Greek names of people and places is always problematic, since several possibilities exist. We have preferred to use standard anglicised forms of personal names, where they exist and are in common English usage – thus George, Constantine, Michael, Theodore etc. – but have otherwise ‘hellenised’ Greek names (e.g. Theodosios, Epiphanios, Germanos, Nikephoros, Niketas, Romanos, Theophilos) rather than use Latinised versions, which were not used by the Byzantines themselves, except on the fringes of the empire, in Italy. By the same token we have left titles and official posts in the Greek form – sygkellos, not syncellus, magistros, not magister, for example. Titles of Greek texts are normally cited either in English (e.g. Book of Ceremonies) or transcribed from the Greek (e.g. Ekloge) except in instances where the Latinised version has become habitual (e.g. Theophanes continuatus). Not everyone will agree with this but, like all such decisions, it reflects our own preferences as much as any scientific rationale, and has at least the virtue of consistency.

We have also continued to use the term ‘iconoclasm’ despite the fact that, as discussed several times in the course of this volume, the Byzantines themselves used the term ‘iconomachy’. We are somewhat hesitant about following this convention, as it perpetuates a misleading assumption about the period, but the word is so firmly entrenched in modern scholarly usage that it seemed precious and pedantic to insist on scrupulous accuracy here.





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