Iconoclasm, the debate about the legitimacy of religious art that began in Byzantium around 720 and continued for nearly 120 years, has long held a firm grip on the historical imagination. This is the first book in English for over fifty years to survey this most elusive and fascinating period in medieval history. It is also the first book in any language to combine the expertise of two authors who are specialists in the written, archaeological, and visual evidence from this period, a combination of particular importance to the iconoclasm debate. The authors have worked together to provide a comprehensive overview of the visual, written, and other materials that together help clarify the complex issues of iconoclasm in Byzantium. In doing so, they challenge many traditional assumptions about iconoclasm and set the period firmly in its broader political, cultural, and social-economic context.
Leslie Brubaker is Professor of Byzantine Art and Director of the Graduate School (College of Arts and Law) at the University of Birmingham. Her previous publications include Vision and Meaning in Ninth-Century Byzantium: Image as Exegesis in the Homilies of Gregory of Nazianzus (1999) and, with John Haldon, Byzantium in the Era of Iconoclasm: The Sources (2001). She has edited Byzantium in the Ninth Century: Dead or Alive? (1998) and coedited, with Robert Osterhout, The Sacred Image East and West (1995) and, with Julia M. H. Smith, Gender in the Early Medieval World: East and West, 300–900 (2004).
John Haldon is Professor of History and Hellenic Studies at Princeton University and is currently a Senior Research Fellow at the Dumbarton Oaks Center for Byzantine Studies. His previous publications include Byzantium in the Seventh Century: The Transformation of a Culture (1990; rev. edn 1997) and Byzantium: A History (2000). He has edited The Social History of Byzantium: Problems and Perspectives (2008) and coedited, with Elizabeth Jeffreys and Robin Cormack, The Oxford Handbook of Byzantine Studies (2008).
CAMBRIDGE UNIVERSITY PRESS
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© Cambridge University Press 2011
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First published 2011
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ISBN 978-0-521-43093-7 Hardback
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A note on names and placenames
|
ix |
List of illustrations
|
xi |
Photographic credits
|
xv |
List of maps
|
xvii |
Abbreviations
|
xviii |
Introduction
|
1 |
1 Belief, ideology, and practice in a changing world
|
9 |
The context and background
|
9 |
Changing attitudes to imperial authority
|
11 |
Imperial politics and perceptions
|
15 |
The search for causes and the problem of causation
|
18 |
The contribution of changing social and economic relationships
|
22 |
The evolving role of the armies
|
26 |
Reconstruction and re-affirmation
|
29 |
The cult of saints, the cult of relics, and the cult of images
|
32 |
Relics and iconoclasm
|
38 |
The cult of images
|
40 |
Texts about images before the seventh century
|
44 |
Icons before iconoclasm
|
50 |
Opposition to religious images before iconoclasm
|
66 |
2 Leo III: iconoclast or opportunist?
|
69 |
The background to the reign of Leo III
|
70 |
The problem of an ‘imperial iconoclasm’
|
79 |
The dearth of evidence for early imperial iconoclasm
|
89 |
Germanos and Constantine of Nakoleia
|
94 |
Germanos and Thomas of Klaudioupolis
|
98 |
‘External’ influences? Islam, Judaism, and the evidence from Christian communities under Umayyad rule
|
105 |
The opening stages and the supposed edict against images
|
117 |
An imperial edict?
|
119 |
The problem of the Chalke icon
|
128 |
The nature and arguments of early iconoclasm
|
135 |
Leo III Philostauros
|
140 |
Artisanal production under Leo III: preserved and documentary evidence
|
144 |
Conclusions
|
151 |
3 Constantine V and the institutionalisation of iconoclasm
|
156 |
Rebellions and reforms
|
156 |
East and west: the stabilisation of state frontiers
|
163 |
The question of the images: theology and pragmatism
|
176 |
The Council of 754 and its results
|
189 |
The nature of iconoclastic persecution: myths and realities
|
197 |
The destruction of images?
|
199 |
Artisanal production under Constantine V
|
212 |
Architecture and architectural decoration
|
212 |
Icons
|
218 |
Manuscripts
|
220 |
Silks
|
225 |
Coins
|
226 |
Artisanal production outside the empire
|
227 |
‘Iconoclasm’ in Palestine
|
232 |
Constantine V and the monasteries: persecution – or a response to ‘treason’?
|
234 |
4 The triumph of tradition? The iconophile intermission, 775–813
|
248 |
Leo IV and his political inheritance
|
248 |
The Council of 787 and the ‘restoration’ of images
|
260 |
Reactions
|
276 |
The reigns of Constantine and Eirene
|
286 |
Artisanal production
|
294 |
Architecture and architectural decoration
|
294 |
Documentary evidence: Constantinople
|
309 |
Documentary evidence: Byzantine hinterlands
|
314 |
Manuscripts: the introduction of minuscule
|
317 |
Vatican, Biblioteca Apostolica Vaticana, gr. 1666: Dialogues of Gregory the Great
|
317 |
Mount Sinai, Monastery of St Catherine: Menaion
|
320 |
Icons
|
320 |
Silks
|
336 |
The Trier ivory
|
347 |
Metalwork
|
348 |
Pectoral crosses
|
350 |
Coins
|
352 |
Artisanal production during the ‘iconophile intermission’: conclusions
|
355 |
Nikephoros I and the consolidation of the state: 802–11
|
357 |
5 The second iconoclasm
|
366 |
Leo V and the re-imposition of imperial iconoclasm: 813–20
|
366 |
The synod of 815 and the second iconoclasm
|
372 |
Michael II: 820–9
|
386 |
Theophilos: 829–42
|
392 |
829–42: the broader context
|
404 |
The artisanal production of second iconoclasm
|
411 |
The context
|
412 |
Architecture and architectural decoration
|
416 |
Monumental painting
|
426 |
Manuscripts
|
428 |
Coins
|
431 |
Metalwork
|
435 |
Icons
|
440 |
Silks
|
441 |
Artisanal production outside the empire
|
443 |
Artisanal production during second iconoclasm: conclusions
|
445 |
The ‘triumph’ of orthodoxy
|
447 |
6 Economy, society, and state
|
453 |
The context
|
455 |
The environmental background
|
459 |
Patterns of economic activity: the state
|
464 |
Resources and coinage
|
470 |
The incidence of taxation
|
475 |
The state and its redistributive cycle
|
482 |
Non-state activity
|
488 |
Ceramic and other evidence: the background
|
493 |
Ceramic and other evidence: the eighth–ninth centuries
|
500 |
The movement of goods
|
506 |
Trade and commerce in the seventh, eighth, and ninth centuries
|
511 |
Commerce with the wider world
|
512 |
Internal trade
|
519 |
Commerce, the state, and the economy
|
524 |
7 Patterns of settlement: urban and rural life
|
531 |
Towns, villages, and fortresses: context
|
531 |
The seventh, eighth, and ninth centuries
|
538 |
Types of urbanism: polis, kastron and other settlements
|
544 |
The wider context: towns, fortresses, and refuges
|
549 |
Settlement economies
|
559 |
Villages, rural society, and local elites
|
564 |
8 Social elites and the court
|
573 |
Towards a new social elite
|
575 |
Rank and title
|
591 |
Income and access to resources
|
598 |
Status and office in the eighth and early ninth centuries
|
601 |
Society, ritual space, and topography
|
616 |
9 Society, politics, and power
|
625 |
Soldiers and society
|
627 |
Armies and politics
|
630 |
Beliefs, attitudes, and action: who were the iconoclasts and iconophiles?
|
642 |
Church and monastic opposition to imperial iconoclasm: myths and realities
|
650 |
10 Fiscal management and administration
|
665 |
Provincial government
|
665 |
The sixth- and seventh-century context
|
667 |
The survival of late Roman structures and titles: eparchoi and anthypatoi
|
671 |
Thematic protonotarioi: fiscal structures and resources
|
679 |
Kommerkiarioi and apothekai: from customs to crisis-management
|
682 |
The imperial kommerkia and kommerkiarioi in the eighth and ninth centuries
|
695 |
The role of the dromos
|
705 |
General tendencies in the evolution of the middle Byzantine fiscal system
|
709 |
Provisional conclusions
|
715 |
Taxation and the assessment of resources
|
717 |
11 Strategic administration and the origins of the themata
|
723 |
The nature of provincial military administration: origins and evolution
|
723 |
The armies: change and development in the eighth and ninth centuries
|
729 |
The implications of the title strategos
|
734 |
New armies and the evolution of the middle Byzantine system
|
739 |
Nikephoros I and the creation of the themata
|
744 |
The multiplication of military divisions
|
755 |
The substructures of provincial military administration
|
764 |
12 Iconoclasm, representation, and rewriting the past
|
772 |
Why iconoclasm?
|
774 |
Representation
|
782 |
Rewriting the past
|
787 |
Sources
|
800 |
Literature
|
815 |
Index
|
907 |
Adopting an appropriate and consistent form for Byzantine Greek names of people and places is always problematic, since several possibilities exist. We have preferred to use standard anglicised forms of personal names, where they exist and are in common English usage – thus George, Constantine, Michael, Theodore etc. – but have otherwise ‘hellenised’ Greek names (e.g. Theodosios, Epiphanios, Germanos, Nikephoros, Niketas, Romanos, Theophilos) rather than use Latinised versions, which were not used by the Byzantines themselves, except on the fringes of the empire, in Italy. By the same token we have left titles and official posts in the Greek form – sygkellos, not syncellus, magistros, not magister, for example. Titles of Greek texts are normally cited either in English (e.g. Book of Ceremonies) or transcribed from the Greek (e.g. Ekloge) except in instances where the Latinised version has become habitual (e.g. Theophanes continuatus). Not everyone will agree with this but, like all such decisions, it reflects our own preferences as much as any scientific rationale, and has at least the virtue of consistency.
We have also continued to use the term ‘iconoclasm’ despite the fact that, as discussed several times in the course of this volume, the Byzantines themselves used the term ‘iconomachy’. We are somewhat hesitant about following this convention, as it perpetuates a misleading assumption about the period, but the word is so firmly entrenched in modern scholarly usage that it seemed precious and pedantic to insist on scrupulous accuracy here.