Barry Buzan offers an extensive and long overdue critique and reappraisal of the English school approach to International Relations. Starting on the neglected concept of world society and bringing together the international society tradition and the Wendtian mode of constructivism, Buzan offers a new theoretical framework that can be used to address globalisation as a complex political interplay among state and non-state actors. This approach forces English school theory to confront neglected questions both about its basic concepts and assumptions, and the constitution of society in terms of what values are shared, how and why they are shared, and by whom. Buzan highlights the idea of primary institutions as the central contribution of English school theory and shows how this both differentiates English school theory from realism and neoliberal institutionalism, and how it can be used to generate distinctive comparative and historical accounts of international society.
BARRY BUZAN is Professor of International Relations at the London School of Economics and a Fellow of the British Academy. He is the author, co-author or editor of over fifteen books and has published widely in academic journals.
CAMBRIDGE STUDIES IN INTERNATIONAL RELATIONS: 95
Editorial Board
Steve Smith (Managing editor)
Thomas Biersteker Phil Cerny Michael Cox
A. J. R. Groom Richard Higgott Kimberley Hutchings
Caroline Kennedy-Pipe Steve Lamy Michael Mastanduno
Louis Pauly Ngaire Woods
Cambridge Studies in International Relations is a joint initiative of Cambridge University Press and the British International Studies Association (BISA). The series will include a wide range of material, from undergraduate textbooks and surveys to research-based monographs and collaborative volumes. The aim of the series is to publish the best new scholarship in International Studies from Europe, North America and the rest of the world.
CAMBRIDGE STUDIES IN INTERNATIONAL RELATIONS: 95
| 95 | Barry Buzan |
| From international to world society? | |
| English School theory and the social structure of globalisation | |
| 94 | K. J. Holsti |
| Taming the sovereigns | |
| Institutional change in international politics | |
| 93 | Bruce Cronin |
| Institutions for the common good | |
| International protection regimes in international society | |
| 92 | Paul Keal |
| European conquest and the rights of indigenous peoples | |
| The moral backwardness of international society | |
| 91 | Barry Buzan and Ole Wæver |
| Regions and powers | |
| The structure of international security | |
| 90 | A. Claire Cutler |
| Private power and global authority | |
| Transnational merchant law in the global political economy | |
| 93 | Patrick M. Morgan |
| Deterrence now | |
| 92 | Susan Sell |
| Private power, public lawThe globalization of intellectual property rights | |
| 87 | Nina Tannenwald |
| The nuclear taboo | |
| The United States and the non-use of nuclear weapons since 1945 | |
| 86 | Linda Weiss (ed.) |
| States in the global economy | |
| Bringing domestic institutions back in | |
| 85 | Rodney Bruce Hall and Thomas J. Biersteker (eds.) |
| The emergence of private authority in global governance | |
| 84 | Heather Rae |
| State identities and the homogenisation of peoples | |
| (List continues at the end of book) |
Barry Buzan
PUBLISHED BY THE PRESS SYNDICATE OF THE UNIVERSITY OF CAMBRIDGE
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CAMBRIDGE UNIVERSITY PRESS
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© Barry Buzan 2004
This book is in copyright. Subject to statutory exception and to the
provisions of relevant collective licensing agreements, no reproduction of any
part may take place without the written permission of
Cambridge University Press.
First published 2004
Printed in the United Kingdom at the University Press, Cambridge
Typeface Palatino 10/12.5 pt. System LATEX2e [TB]
A catalogue record for this book is available from the British Library
Library of Congress cataloguing in publication data
Buzan, Barry.
From international to world society?: English school theory and the social structure of globalisation / Barry Buzan.
p. cm. – (Cambridge studies in international relations; 95)
Includes bibliographical references and index.
ISBN 0 521 83348 5 (HB) – ISBN 0 521 54121 2 (PB)
1. Globalization – Sociological aspects.I. Title. II. Series.
JZ1318.B892004
303.48′2 – dc22 2003055816
ISBN 0 521 83348 5 hardback
ISBN 0 521 54121 2 paperback
To Richard Little
| List of figures and tables | page xi | |
| Preface | xiii | |
| List of abbreviations | xv | |
| Glossary | xvii | |
| Introduction | 1 | |
| 1 | English school theory and its problems: an overview | 6 |
| English school theory: a summary | 6 | |
| World society, and the problems and potentials of English school theory | 10 | |
| The main areas of weakness in English school theory | 15 | |
| Is English school theory really theory? | 24 | |
| 2 | World society in English school theory | 27 |
| The intellectual history of world society within English school thinking | 30 | |
| The pluralist–solidarist debate | 45 | |
| Conclusions | 62 | |
| 3 | Concepts of world society outside English school thinking | 63 |
| IR writers with a sociological turn: Burton, Luard and Shaw | 66 | |
| Sociological conceptions of world society | 70 | |
| Global civil society | 77 | |
| Conclusions | 87 | |
| 4 | Reimagining the English school’s triad | 90 |
| State and non-state | 91 | |
| Physical/mechanical and social concepts of system | 98 | |
| Society and community | 108 | |
| Individual and transnational | 118 | |
| Conclusions: reconstructing the English school’s triad | 128 | |
| 5 | Reconstructing the pluralist–solidarist debate | 139 |
| What type of values, if shared, count as solidarist? | 143 | |
| Does it make any difference to solidarism how and why any given values are shared? | 152 | |
| What does ‘thickness’ mean in terms of type and number of values shared, and type and number of people and/or states sharing them? | 154 | |
| Conclusions | 158 | |
| 6 | The primary institutions of international society | 161 |
| Definitional problems | 163 | |
| The concept of primary institutions in English school literature | 167 | |
| Hierarchy and functionalism within primary institutions | 176 | |
| The range of institutions and the types of international society | 190 | |
| Conclusions | 195 | |
| 7 | Bringing geography back in | 205 |
| Exclusive globalism is not necessary | 207 | |
| Unwarranted pessimism | 212 | |
| Understanding the interplay among the interhuman, transnational and interstate domains | 217 | |
| Conclusions: a vanguard theory of international social structures | 222 | |
| 8 | Conclusions: a portrait of contemporary interstate society | 228 |
| A snapshot of contemporary interstate society | 231 | |
| Looking back: what changed, what didn’t and why? | 240 | |
| Driving forces, deeply rooted structures and contradictions | 249 | |
| Conclusions: where to from here? | 263 | |
| List of references | 271 | |
| Index | 284 |
| Figures | ||
| 1 | The classical ‘Three Traditions’ model of English school theory | page 9 |
| 2 | The ‘Three Traditions’, first revision | 98 |
| 3 | The ‘Three Traditions’, second revision | 109 |
| 4 | The ‘Three Traditions’, third revision | 133 |
| 5 | The ‘Three Traditions’, fourth revision | 159 |
| Tables | ||
| 1 | Candidates for primary institutions of international society by author | 174 |
| 2 | The nested hierarchy of international institutions | 184 |
| 3 | Contemporary international institutions | 187 |
| 4 | The primary institutions of eighteenth-century European interstate society | 242 |
This book started conscious life when I decided in the late 1990s to attempt a reconvening of the English school. Much of its agenda is already visible in a paper I wrote for the public launch of that project at the BISA Conference in 1999, and subsequently published in the Review of International Studies as part of a forum on the English school. That paper opens many of the criticisms of the English school classics, and some of the suggestions as to how to develop and apply the theory, that are followed up here. This book has deeper roots both in my earlier attempts to link English school ideas to American IR theory, which I extend here, and in my world historical writings with Richard Little, which point strongly towards the English school as an excellent site for developing grand theory. Its particular genesis was a growing feeling that a lot of the problems I saw in English school theory hinged on the concept of world society. World society occupied a key place in a triad alongside international society and international system, but was the Cinderella of English school theory, attracting neither consistent usage nor, and in contrast to international society, any systematic attempt to explore its meaning. The vagueness attending world society seemed to underpin a lot of the problems in English school theory about pluralism and solidarism, and how to handle the cosmopolitan and transnational aspects of international life. This dissatisfaction led me to apply for ESRC funding to look into world society. I originally offered an article, but as I dug into world society it quickly became obvious that I was writing a book, and that it would have to take on the whole body of English school theory. In that sense, writing this book has reminded me of the process of writing People, States and Fear twenty years ago – indeed, this book could be titled Peoples, States and Transnational Actors! Then I was trying to understand the concept of security, and had to follow the threads wherever they led without knowing what the whole thing would look like. Now I have pursued the threads opened by world society, and ended up focusing on institutions and the general theoretical framework of English school thinking.
I would like to thank the following for comments on all or parts of earlier versions of this work: Mathias Albert, William Bain, Chris Brown, Bruce Cronin, Thomas Diez, Tim Dunne, Ana Gonzalez-Pelaez, Stefano Guzzini, Lene Hansen, Andrew Hurrell, Dietrich Jung, John Keane, Morten Kelstrup, Bob Keohane, Anna Leander, Richard Little, Lene Mosegaard Madsen, Ian Manners, Noel Parker, Nick Rengger, John Ruggie, Brian Schmidt, Gerry Simpson, Hidemi Suganami, Ole Wæver, Adam Watson, Nick Wheeler, Richard Whitman, and several anonymous reviewers for the ESRC. My special thanks to Richard Little, Ole Wæver and the late Gerry Segal. Without my extensive collaborations with them I would never have learned half of the things I needed to understand in order to write this book. I dedicate it to Richard Little, who as well as being a good friend, has accompanied me on much of my intellectual journey towards the English school, and who has played a big role in the success of its reconvening.
I am grateful to the ESRC (award no. R000239415-A) for funding a two-year teaching buyout which enabled me to focus on this project, and to the University of Westminster, and then the London School of Economics, for giving me leave. I am also grateful to the late and much lamented Copenhagen Peace Research Institute (COPRI) for funding both my presence there, and a regular seminar at which many drafts related to this book received incisive criticism.
| ASEAN | Association of Southeast Asian Nations |
| BIS | Bank for International Settlements |
| BISA | British International Studies Association |
| CEO | Chief Executive Officer |
| CITES | Convention on International Trade in Endangered Species |
| COPRI | Copenhagen Peace Research Institute |
| CSD | Centre for the Study of Democracy |
| ECPR | European Consortium for Political Research |
| ESRC | Economic and Social Research Council |
| EU | European Union |
| FIDE | International Chess Federation |
| FIFA | International Federation of Football Associations |
| GATT | General Agreement on Tariffs and Trade |
| GCS | Global Civil Society |
| IAEA | International Atomic Energy Agency |
| IBRD | International Bank for Reconstruction and Development, aka World Bank |
| ICC | International Criminal Court |
| ICJ | International Court of Justice |
| IGO | Intergovernmental Organisation |
| IMF | International Monetary Fund |
| INGO | International Non-Governmental Organisation |
| IPCC | Intergovernmental Panel on Climate Change |
| IPE | International Political Economy |
| IPSA | International Political Science Association |
| IR | International Relations |
| ISA | International Studies Association |
| MFN | Most Favoured Nation |
| Montreal Protocol (1987) to the Vienna Convention for Protection of the Ozone Layer (1987) | |
| NAFTA | North American Free Trade Association |
| NATO | North Atlantic Treaty Organisation |
| OECD | Organisation for Economic Cooperation and Development |
| OIC | Organisation of the Islamic Conference |
| PKO | peacekeeping operation |
| QUANGO | quasi-autonomous non-governmental organisation |
| TNA | transnational actor |
| TNC | transnational corporation |
| UN | United Nations |
| UNFCCC | United Nations Framework Convention on Climate Change (1992) and Kyoto Protocol (1997) |
| UNGA | United Nations General Assembly |
| UNHCR | United Nations High Commissioner for Refugees |
| US | United States |
| WHO | World Health Organisation |
| WSRG | World Society Research Group |
| WTO | World Trade Organisation |
Binding forces – coercion, calculation, belief
Interhuman society – social structures based on interactions amongst individual human beings, and in this book referred to as first-order societies, and mainly manifested as large-scale patterns of shared identity
International society has two meanings in this book:
The classical English school usage: is about the institutionalisation of shared interest and identity amongst states, and puts the creation and maintenance of shared norms, rules and institutions at the centre of IR theory. I call this interstate society
A more specific meaning developed along the way in this book to indicate situations in which the basic political and legal frame of international social structure is set by the states-system, with individuals and TNAs being given rights by states within the order defined by interstate society
Interstate society – see international society definition (1)
International system – refers generally to the macro side of the interactions that tie the human race together, and more specifically to the interactions among states. Its usage in classical English school thinking is close to that in realism, being about power politics amongst states within a political structure of international anarchy.
Montreal Protocol – (1987) to the Vienna Convention for Protection of the Ozone Layer (1987)
Pluralism – defines second-order societies of states with a relatively low degree of shared norms, rules and institutions amongst the states, where the focus of society is on creating a framework for orderly coexistence and competition, or possibly also the management of collective problems of common fate (e.g. arms control, environment)
Primary institutions – the institutions talked about by the English school as constitutive of both states and international society in that they define both the basic character and purpose of any such society. For second-order societies such institutions define the units that compose the society
Secondary institutions – the institutions talked about in regime theory are the products of certain types of international society (most obviously liberal, but possibly other types as well), and are for the most part consciously designed by states
Second-order societies – those in which the members are not individual human beings, but durable collectivities of humans possessed of identities and actor qualities that are more than the sum of their parts
Solidarism – can be used as a synonym for cosmopolitanism, but in my usage defines international societies with a relatively high degree of shared norms, rules and institutions among states, where the focus is not only on ordering coexistence and competition, but also on cooperation over a wider range of issues, whether in pursuit of joint gains (e.g. trade), or realisation of shared values (e.g. human rights)
State – any form of post-kinship, territorially based, politically centralised, self-governing entity capable of generating an inside–outside structure
The three domains – interstate, interhuman and transnational society
Transnational society – social structures composed of non-state collective actors
Vanguard – the idea common to both military strategy and Leninist thinking that a leading element plays a crucial role in how social movements unfold
World society – has two meanings in this book:
the traditional English school usage takes individuals, non-state organisations and ultimately the global population as a whole as the focus of global societal identities and arrangements, and puts transcendence of the states-system at the centre of IR theory
the usage developed in this book labelling situations in which no one of the three domains or types of unit is dominant over the other two, but all are in play together