Cambridge University Press
9781107001091 - Courts in Latin America - Edited by Gretchen Helmke and Julio Ríos-Figueroa
Frontmatter/Prelims

Courts in Latin America

To what extent do courts in Latin America protect individual rights and limit governments? This book answers these fundamental questions by bringing together today's leading scholars of judicial politics. Drawing on examples from Argentina, Brazil, Chile, Mexico, Colombia, Costa Rica, and Bolivia, the authors demonstrate that there is widespread variation in the performance of Latin America's constitutional courts. In accounting for this variation, the contributors push forward ongoing debates about what motivates judges; whether institutions, partisan politics, and public support shape interbranch relations; and the importance of judicial attitudes and legal culture. The authors deploy a range of methods, including qualitative case studies, paired country comparisons, statistical analysis, and game theory.

Gretchen Helmke is Associate Professor of Political Science at the University of Rochester. She received her Ph.D. from the University of Chicago in 2000. She has received fellowships from the Weatherhead Center for International and Area Studies at Harvard University, the Kellogg Institute for International Studies at the University of Notre Dame, and the Woodrow Wilson International Center for Scholars in Washington, D.C. She has published two books: Courts under Constraints: Judges, Generals, and Presidents in Argentina (2005) and Informal Institutions and Democracy: Lessons from Latin America (coedited with Steven Levitsky; 2006). She has also published numerous articles in leading political science journals on comparative political institutions, the rule of law, and Latin American politics.

Julio Ríos-Figueroa is Assistant Professor in the Division of Political Studies at Centro de Investigación y Docencia Económicas in Mexico City. He received his Ph.D. from New York University (NYU) in 2006. He was a Hauser Research Scholar at the NYU School of Law during the academic year 2006–2007. He has published articles on the rule of law, Latin American politics, and the emergence and performance of judicial institutions in journals such as Comparative Politics, Journal of Latin American Studies, Comparative Political Studies, and Latin American Politics and Society. He is currently working on a book project on the judicial construction of due process rights in Latin America.


Courts in Latin America

Edited by

Gretchen Helmke

University of Rochester, Department of Political Science

Julio Ríos-Figueroa

Centro de Investigación y Docencia Económicas, División de Estudios Políticos


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© Cambridge University Press 2011

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First published 2011
Printed in the United States of America

A catalog record for this publication is available from the British Library.

Library of Congress Cataloging in Publication data

Courts in Latin America / edited by Gretchen Helmke, Julio Ríos-Figueroa.
p. cm.
Includes bibliographical references and index.
ISBN 978-1-107-00109-1 (hardback)
1. Constitutional courts – Latin America. 2. Courts of last resort – Latin America. 3. Judicial process – Latin America. 4. Civil rights – Latin America. I. Helmke, Gretchen, 1967– II. Ríos Figueroa, Julio.
KG501.C68 2011
347.8′035–dc22 2010038589

ISBN 978-1-107-00109-1 Hardback

Cambridge University Press has no responsibility for the persistence or accuracy of URLs for external or third-party Internet Web sites referred to in this publication and does not guarantee that any content on such Web sites is, or will remain, accurate or appropriate.


Contents

Contributors
vii
Acknowledgments
ix
Introduction:Courts in Latin America
Gretchen Helmke and Julio Ríos-Figueroa
1
1     Institutions for Constitutional Justice in Latin America
Julio Ríos-Figueroa
27
2     Enforcing Rights and Exercising an Accountability Function: Costa Rica's Constitutional Chamber of the Supreme Court
Bruce M. Wilson
55
3     Strategic Deference in the Colombian Constitutional Court, 1992–2006
Juan Carlos Rodríguez-Raga
81
4     From Quietism to Incipient Activism: The Institutional and Ideological Roots of Rights Adjudication in Chile
Javier Couso and Lisa Hilbink
99
5     “Faithful Servants of the Regime”: The Brazilian Constitutional Court's Role under the 1988 Constitution
Daniel M. Brinks
128
6     Power Broker, Policy Maker, or Rights Protector? The Brazilian Supremo Tribunal Federal in Transition
Diana Kapiszewski
154
7     Legalist versus Interpretativist: The Supreme Court and the Democratic Transition in Mexico
Arianna Sánchez, Beatriz Magaloni, and Eric Magar
187
8     A Theory of the Politically Independent Judiciary: A Comparative Study of the United States and Argentina
Rebecca Bill Chávez, John A. Ferejohn, and Barry R. Weingast
219
9     Courts, Power, and Rights in Argentina and Chile
Druscilla Scribner
248
10    Bolivia: The Rise (and Fall) of Judicial Review
Andrea Castagnola and Aníbal Pérez-Liñán
278
11    The Puzzling Judicial Politics of Latin America: A Theory of Litigation, Judicial Decisions, and Interbranch Conflict
Gretchen Helmke and Jeffrey K. Staton
306
Index
332

Contributors

Daniel M. Brinks

University of Texas at Austin

Andrea Castagnola

Facultad Latinoamericana de Ciencias Sociales, Mexico City

Rebecca Bill Chávez

U.S. Naval Academy, Annapolis, Maryland

Javier Couso

Universidad Diego Portales, Santiago

John A. Ferejohn

New York University, New York

Gretchen Helmke

University of Rochester, New York

Lisa Hilbink

University of Minnesota, Twin Cities

Diana Kapiszewski

University of California, Irvine

Beatriz Magaloni

Stanford University, Palo Alto, California

Eric Magar

Instituto Tecnológico Autónomo de México, Mexico City

Aníbal Pérez-Liñán

University of Pittsburgh, Pennsylvania

Julio Ríos-Figueroa

Centro de Investigación y Docencia Económicas, Mexico City

Juan Carlos Rodríguez-Raga

Universidad de los Andes, Bogotá

Arianna Sánchez

Curtis, Mallet-Prevost, Colt, and Mosle LLP, New York City

Druscilla Scribner

University of Wisconsin, Oshkosh

Jeffrey K. Staton

Emory University, Atlanta, Georgia

Barry R. Weingast

Stanford University, Palo Alto, California

Bruce M. Wilson

University of Central Florida, Orlando


Acknowledgments

This book originates from a conference we organized at Centro de Investigación y Docencia Económicas (CIDE) in Mexico City from March 5 to March 8, 2008. The conference was made possible thanks to generous financial support from CIDE, the Mexican Supreme Court (Suprema Corte de Justicia de la Nación), and the Mexican Electoral Tribunal (Tribunal Electoral del Poder Judicial de la Federació).

We want to especially express our gratitude and acknowledgments to the ministers of the Mexican Supreme Court and the magistrates of the Electoral Tribunal for their openness to and enthusiasm for an academic project conceived of and developed by political scientists. We hope that this book presents in an accessible manner the theories and empirical findings that this discipline has produced on courts in Latin America. It is also our hope that the book lays the foundation for building bridges and opportunities for further interdisciplinary research.

We also want to single out those individuals whose support and hard work were crucial for the realization of the conference and the book. From the Mexican Supreme Court, we especially thank Víctor Manuel Castro Borbón, Alfonso Oñate Laborde, María Antonieta Segura, and Paulina Velasco. From the Electoral Tribunal, Enrique Ochoa Reza and Octavio Ramos never lost faith in the project. From CIDE, the institution that hosted the conference and has given us continuous support, we particularly thank Sergio López Ayllón, José Antonio Caballero, and Ignacio Marván Laborde. We are also grateful to Yolanda Lamothe, Judith Nieto, and Jorge Puma. Julio Ríos-Figueroa wishes to thank especially Andrea Pozas-Loyo for her encouragement and indispensable help throughout the process, from the conception of the project to the decision on the picture for the book cover. Finally, we want to acknowledge the extraordinary work of our editor, John Berger, of Wendy Bedenbaugh for designing the book cover, and of Brigitte Coulton, who served as project manager for the book.

The chapters in this book benefited enormously from the rich discussions that we had during the conference at CIDE. The extraordinary group of participants in the conference included: Karina Ansolabehere, Daniel Brinks, John Carey, Andrea Castagnola, Rebecca Bill Chávez, Javier Couso, Pilar Domingo, Jodi Finkel, Héctor Fix-Fierro, María Amparo Hernández, Lisa Hilbink, Silvia Inclán, Matthew Ingram, Diana Kapiszewski, Ana Laura Magaloni, Beatriz Magaloni, Eric Magar, Mariana Magaldi de Sousa, Jacqueline Martínez, Raúl Mejía, Gabriel Negretto, Aníbal Pérez-Liñán, Xisca Pou Giménez, Juan Carlos Rodríguez-Raga, Arianna Sánchez, Andreas Schedler, Druscilla Scribner, Rachel Sieder, Catalina Smulovitz, Jeffrey K. Staton, Matthew M. Taylor, and Bruce M. Wilson.

During the conference, the Mexican Supreme Court hosted a welcome dinner for the participants of the conference in the magnificent patio de murales, a space in the Supreme Court building surrounded by the murals that Mexican artist José Clemente Orozco (1883–1949) painted between 1940 and 1941. The cover of this book shows an image from one of those murals, entitled The Struggle of the Workers (La lucha de los trabajadores). The mural shows an open door – the main door of the Supreme Court – that separates two groups of workers fighting for their rights: some are inside the Court and some outside. If one looks closely, it is possible to distinguish on the left-hand side of the door the face of a shouting worker who is half in and half out of the Court. Compared with Orozco's other murals in the Supreme Court building, where his representations of the goddess of Justice and the Courts of Law are clearly more skeptical and even contemptuous, La lucha de los trabajadores presents a more complex picture: it implies that the workers’ struggle is conducted not only in the streets but also in the courtrooms. Why did only some workers decide to cross the door? Did they do so when they expected their rights to be defended by the law? And, to what extent was the law responsive? These are just some of the questions that this book addresses.




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