HOLDING CHINA TOGETHER
Despite many predictions of collapse and disintegration, China has managed to sustain unity and gain international stature since the Tiananmen crisis of 1989. This volume addresses the “fragmentation – disintegration thesis” and examines the sources and dynamics of China’s resilience. Through theoretically informed empirical studies, the volume’s authors look at several key institutions for political integration and economic governance. They also dissect how difficult policies to regulate economic and social life (employment and migration, population planning, industrial adjustment, and regional disparities) are designed and implemented. The authors show that China’s leaders have retained authoritarian political institutions but have also reinforced and modified them and constructed new ones in the light of changing circumstances. In policy implementation, China’s leaders have learned by doing and made significant adaptations to improve the effectiveness of socioeconomic policies. Institutional and policy adaptations together have helped shore up political authority and create an environment for rapid growth while accommodating growing diversity.
Barry J. Naughton is an economist who specializes in China’s transitional economy. He has written on economic policy making in China and issues relating to industry, foreign trade, macroeconomics, and regional development in China. Naughton teaches at the Graduate School of International Relations and Pacific Studies of the University of California at San Diego. In 1998, he was named the first So Kuanlok Professor of Chinese and International Affairs. His study of Chinese economic reform, Growing Out of the Plan: Chinese Economic Reform, 1978–1993 (Cambridge University Press, 1995), won the Masayoshi Ohira Memorial Prize. His research on economic interactions among China, Taiwan, and Hong Kong, focusing on the elections industry, led to the edited volume The China Circle: Economics and Technology in the PRC, Taiwan and Hong Kong (1997).
Dali L. Yang is Associate Professor of Political Science and Director of the Committee on International Relations at the University of Chicago. He has also served as a Distinguished Visiting Professor at Nankai and Tsinghua Universities in China. He is the author of Calamity and Reform in China (1996), Beyond Beijing: Liberalization and the Regions in China (1997), and Remaking the Chinese Leviathan: Market Transition and the Politics of Governance in China (2004).
Holding China Together
Diversity and National Integration in the Post-Deng Era
Edited by
BARRY J. NAUGHTON
University of California, San Diego
DALI L. YANG
University of Chicago
PUBLISHED BY THE PRESS SYNDICATE OF THE UNIVERSITY OF CAMBRIDGE
The Pitt Building, Trumpington Street, Cambridge, United Kingdom
CAMBRIDGE UNIVERSITY PRESS
The Edinburgh Building, Cambridge CB2 2RU, UK
40 West 20th Street, New York, NY 10011-4211, USA
477 Williamstown Road, Port Melbourne, VIC 3207, Australia
Ruiz de Alarcón 13, 28014 Madrid, Spain
Dock House, The Waterfront, Cape Town 8001, South Africa
http://www.cambridge.org
© Cambridge University Press 2004
This book is in copyright. Subject to statutory exception
and to the provisions of relevant collective licensing agreements,
no reproduction of any part may take place without
the written permission of Cambridge University Press.
First published 2004
Printed in the United States of America
Typeface Times Ten Roman 10/13.5 pt. System LATEX 2e [TB]
A catalog record for this book is available from the British Library.
Library of Congress Cataloging in Publication Data
Holding China together: Diversity and national integration in the post-Deng era / Edited by Barry J. Naughton, Dali L. Young [i.e. Yang].
p. cm.
Includes bibliographical references and index.
ISBN 0-521-83730-8
1. China – Politics and government – 1976– 2. China – Economic policy – 1976–2000. 3. China – Social conditions – 1976– I. Title: Diversity and national integration in the post-Deng era. II. Naughton, Barry. III. Yang, Dali L.
DS779.26.H65 2004
951.05 – dc22 2003065616
ISBN 0 521 83730 8 hardback
Contents
| List of Figures and Tables | page vii | |
| List of Contributors | ix | |
| Holding China Together: Introduction | 1 | |
| Barry J. Naughton and Dali L. Yang | ||
| PART ONE: THE INSTITUTIONS FOR POLITICAL AND ECONOMIC CONTROL: ADAPTATION OF A HIERARCHICAL SYSTEM | ||
| 1. | Political Localism Versus Institutional Restraints: Elite Recruitment in the Jiang Era | 29 |
| Cheng Li | ||
| 2. | The Institutionalization of Elite Management in China | 70 |
| Zhiyue Bo | ||
| 3. | The Cadre Evaluation System at the Grass Roots: The Paradox of Party Rule | 101 |
| Susan H. Whiting | ||
| 4. | Economic Transformation and State Rebuilding in China | 120 |
| Dali L. Yang | ||
| PART TWO: CASE STUDIES OF POLICY IMPLEMENTATION | ||
| 5. | Policy Consistency in the Midst of the Asian Crisis: Managing the Furloughed and the Farmers in Three Cities | 149 |
| Dorothy J. Solinger | ||
| 6. | Population Control and State Coercion in China | 193 |
| Yanzhong Huang and Dali L. Yang | ||
| 7. | The Political Economy of Industrial Restructuring in China’s Coal Industry, 1992–1999 | 226 |
| Fubing Su | ||
| 8. | The Western Development Program | 253 |
| Barry J. Naughton | ||
| Index | 297 | |
Figures and Tables
| FIGURES | ||
| 6.1. | TFR, 1978–1998. | page 198 |
| 6.2. | China’s birth control structure. | 202 |
| 6.3. | Number of birth control surgeries (in thousands), 1971–1991. | 207 |
| 6.4. | Composition of the contraception rate, by method, 1987–1999. | 209 |
| 6.5. | Bureaucratic capacities and prevalence of sterilization, 1997. | 214 |
| 7.1. | Share of coal production by ownership, 1976–1997. | 228 |
| 7.2. | Energy consumption in China, 1953–1996. | 230 |
| 7.3. | Growth rates of coal mines in China, 1981–1996. | 232 |
| 8.1. | Western Development Program. | 256 |
| 8.2. | Provincial disparities: GDP per capita coefficient of variation. | 258 |
| 8.3. | Budgetary revenues and expenditures. | 260 |
| TABLES | ||
| 1.1. | Provincial Leadership Experience of Full Members of the 1992, 1997, and 2002 Politburos | 33 |
| 1.2. | Distribution of Birthplaces, by Province, of Full Members of the 1992, 1997, and 2002 CCs | 36 |
| 1.3. | Members of the Shanghai Gang on the 16th CC | 42 |
| 1.4. | Top Officials in Shanghai (April 2003) | 47 |
| 1.5. | Distribution of Provincial and Municipal Leaders Who Work in the Same, Neighboring, or Distant Province or City | 50 |
| 1.6. | Tenure of Top Provincial or Municipal Leaders (2003) | 54 |
| 1.7. | The Average Length of Tenure of Provincial Party Secretaries and Governors During the Reform Era | 55 |
| 1.8. | Tenure of Current Positions of Provincial Leaders (September 2002) | 56 |
| 1.9. | Age Distribution of Provincial Leaders (September 2002) | 58 |
| 1.10. | Provincial Leaders Holding Full or Alternate Memberships on the 15th and 16th CCs | 60 |
| 1.11. | Promotion or Transfer Patterns of Provincial Leaders (September 2002) | 64 |
| 2.1. | Party Secretaries as Chairmen of the CP PPC (1983–2003) | 76 |
| 2.2. | Transfers Between Provinces (1990–2002) | 87 |
| 2.3. | Transfers from the Provinces to the Center (1990–2003) | 91 |
| 2.4. | Transfers from the Center to the Provinces (1990–2002) | 95 |
| 3.1. | National Guidelines for Performance Criteria of Local Party and Government Leaders | 105 |
| 3.2. | Performance Criteria for Township Government Executives and Party Secretaries, Jiading County, Shanghai, 1989 | 107 |
| 4.1. | PBOC Regional Branches | 132 |
| 5.1. | Population of Municipality and Urban Districts | 157 |
| 5.2. | Size of Municipal Economies, 1997 | 160 |
| 5.3. | Market Development, 1997 | 161 |
| 5.4. | Employment in Private Enterprises | 162 |
| 5.5. | International Economies, 1997 | 162 |
| 5.6. | Unemployment | 163 |
| 5.7. | Laid-off SOE Workers | 163 |
| 5.8. | Average Arable per Capita Acreage, Urban Areas | 163 |
| 5.9. | Average Arable per Capita Acreage, Provincial | 163 |
| 5.10. | Migrants: Rural Labor | 164 |
| 6.1. | Provincial Policy Variation in Population Control | 200 |
| 6.2. | Institutional Building for Program Structure, 1987, 1991, and 1995 | 203 |
| 6.3. | Patterns of Contraceptive Method Use, by Provinces | 210 |
| 6.4. | Determinants of the Rate of Sterilization and IUD, 1997 | 213 |
| 6.5. | Determinants of the Fine for One Extra Child (in logged form), 1991 | 216 |
| 7.1. | Energy Comparison between China and the World | 230 |
| 7.2. | Losses of State Key Local Mines in China, 1962–1998 | 233 |
| 7.3. | Revenue Breakdown of Small Coal Mines in Ningwu County, Shanxi Province, 1996 | 242 |
| 8.1. | Budgetary Revenues, Expenditures, and Balance | 261 |
| 8.2. | Composition of Labor Force | 278 |
| 8.3. | Change in Provincial per Capita GDP Rankings | 280 |
| 8.4. | Composition of Industrial Output, 1998 | 283 |
Contributors
Zhiyue Bo is Assistant Professor and Chair of the Department of International Studies at St. John Fisher College in Rochester, New York. Widely published in the areas of local governance and provincial leadership in China, he is the author of Chinese Provincial Leaders: Economic Performance and Political Mobility since 1949 (Sharpe, 2002).
Yanzhong Huang is Assistant Professor of Political Science at the John C. Whitehead School of Diplomacy and International Relations at Seton Hall University and Inaugural Director of its Global Health Studies Center. He has published a variety of studies on China’s public health.
Cheng Li is the William R. Kenan Professor of Government at Hamilton College. He is the author of Rediscovering China: Dynamics and Dilemmas of Reform (Rowman and Littlefield, 1997) and China’s Leaders: The New Generation (Rowman and Littlefield, 2001). He was a fellow at the Woodrow Wilson International Center for Scholars during the 2002–2003 academic year. He is working on a book on Chinese technocrats. Li thanks the United States Institute of Peace and the Chiang Ching-kuo Foundation for International Scholarly Exchange for their generous support of the research in his chapter.
Barry J. Naughton, an economist, is the So Kuanlok Professor of Chinese and International Affairs at the Graduate School of International Relations and Pacific Studies of the University of California at San Diego. His study of Chinese economic reform, Growing Out of the Plan: Chinese Economic Reform, 1978–1993, won the Masayoshi Ohira Memorial Prize. He edited the 1997 volume The China Circle: Economics and Technology in the PRC, Taiwan and Hong Kong, and he has published extensively on China’s economic transition, regional development, and foreign trade.
Dorothy J. Solinger is Professor of Political Science in the School of Social Sciences at the University of California, Irvine, and Senior Adjunct Research Scholar at the Weatherhead East Asian Institute at Columbia University. Her current work is on unemployment and economic reform in China, and her most recent books are Contesting Citizenship in Urban China (University of California, 1999) and a coedited volume, States and Sovereignty in the Global Economy (Routledge, 1999).
Fubing Su is the Joukowski Post-Doctoral Fellow in Political Science and East Asian Studies at Brown University. His research and publications have been on China’s political economy, with a special interest in regulation.
Susan H. Whiting is Associate Professor of Political Science at the University of Washington in Seattle. Among her publications is Power and Wealth in Rural China: The Political Economy of Institutional Change (Cambridge University Press, 2000).
Dali L. Yang is Associate Professor of Political Science and Director of the Committee on International Relations at the University of Chicago. His books include Calamity and Reform in China (Stanford University Press, 1996), Beyond Beijing: Liberalization and the Regions in China (Routledge, 1997), and Remaking the Chinese Leviathan (Stanford University Press, 2004).
Acknowledgments
This project has been made possible by generous support from the Smith Richardson Foundation. We wish to thank Susan Shirk for her leadership in initiating this project, and consistent support over the years. The Institute for Global Conflict and Cooperation of the University of California supported the organization of conferences and other work on this project. We would especially like to thank Ron Bee for his help. Earlier versions of the papers were presented at two workshops held in San Diego. We thank all the participants at those workshops for stimulating commentary and conversation, but especially those who contributed papers or comments that we were unable to include in this volume: Max Auffhammer, Richard Carson, Dru Gladney, Yasheng Huang, Li Shantong, Melanie Manion, Kevin O’Brien, Ed Winkler, and Zhai Fan. Anna Corfield and Kourtney Heintz provided valuable assistance in seeing the project through to fruition. At Cambridge University Press, Scott Parris was a wonderfully supportive and helpful editor. We are grateful to four anonymous reviewers for Cambridge University Press for their comments and suggestions. Michie Shaw of TechBooks handled the production with aplomb. The editors would especially like to thank our contributors for their patience with the project and their good cheer in meeting tight production deadlines.