This indispensable handbook explains how scholars and students should work with and think about the composer’s working manuscripts. Over the past quarter-century, the scholarly study of autograph sources has exploded and nowhere is this more true than in the field of twentieth-century music. And yet, few if any courses or seminars broach the subject of sketch studies and the skills required to examine the manuscripts. This book surveys the knowledge necessary to work efficiently in archives and libraries housing this material and with the skills and techniques specifically related to sketch studies: transcription, reconstructing sketchbooks, deciphering handwriting, dating documents. It deals with the music of important twentieth-century composers and presents visual examples of manuscripts from the collections of world renowned institutions such as the Paul Sacher Foundation. The book aims to make the work of both researchers and students more efficient and rewarding.
PATRICIA HALL is Associate Professor of Music Theory at the Department of Music, University of California, Santa Barbara. She is the author of A View of Berg’s ‘Lulu’ through the Autograph Sources (1997). She has also contributed to several works including The Cambridge Companion to Berg (1997) and has written articles and reviews for a number of journals.
FRIEDEMANN SALLIS is Professor at the Département de musique, Université de Moncton. He is the author of An Introduction to the early works of György Ligeti (1996). He also contributed to Music of the Twentieth-Century Avant-Garde (ed. L. Sitsky, 2002) and has published numerous articles on music of the nineteenth and twentieth centuries.
EDITED BY
PATRICIA HALL AND FRIEDEMANN SALLIS
PUBLISHED BY THE PRESS SYNDICATE OF THE UNIVERSITY OF CAMBRIDGE
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CAMBRIDGE UNIVERSITY PRESS
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© Cambridge University Press 2004
This book is in copyright. Subject to statutory exception
and to the provisions of relevant collective licensing agreements,
no reproduction of any part may take place without the
written permission of Cambridge University Press.
First published 2004
Printed in the United Kingdom at the University Press, Cambridge
Typeface Adobe Garamond 11/14 pt. System LATEX 2e [TB]
A catalogue record for this book is available from the British Library
ISBN 0 521 80860 X hardback
it to our students
List of illustrations | page ix | ||
Acknowledgements | xii | ||
Introduction | 1 | ||
Friedemann Sallis (Université de Moncton) and Patricia Hall (University of California, Santa Barbara) | |||
1 | Sketches and sketching | 5 | |
Giselher Schubert (Hindemith Institut) and Friedemann Sallis (Université de Moncton) | |||
2 | Preliminaries before visiting an archive | 17 | |
Ulrich Mosch (Paul Sacher Foundation, Basle) | |||
3 | Archival etiquette | 32 | |
Therese Muxeneder (Arnold Schoenberg Centre, Vienna) | |||
4 | Coming to terms with the composer’s working manuscripts | 43 | |
Friedemann Sallis (Université de Moncton) | |||
5 | The classification of musical sketches exemplified in the catalogue of the Archivio Luigi Nono | 59 | |
Erika Schaller (Archivio Luigi Nono, Venice) | |||
6 | Digital preservation of archival material | 74 | |
William Koseluk (University of California, Santa Barbara) | |||
7 | Transcribing sketches | 85 | |
Regina Busch (Alban Berg Stiftung, Vienna) | |||
8 | A tale of two sketchbooks: reconstructing and deciphering Alban Berg’s sketchbooks for Wozzeck | 102 | |
Patricia Hall (University of California, Santa Barbara) | |||
9 | ‘Written between the desk and the piano’: dating Béla Bartók’s sketches | 114 | |
László Somfai (Bartók Archives of the Institute of Musicology of the Hungarian Academy of Sciences) | |||
10 | Defining compositional process: idea and instrumentation in Igor Stravinsky’s Ragtime (1918) and Pribaoutki (1915) | 131 | |
Tomi Mäkelä (Otto-von-Guericke-Universität Magdeburg) | |||
11 | Floating hierarchies: organisation and composition in works by Pierre Boulez and Karlheinz Stockhausen during the 1950s | 146 | |
Pascal Decroupet (Université de Liège) | |||
12 | Elliott Carter’s sketches: spiritual exercises and craftsmanship | 161 | |
Denis Vermaelen (Université de Tours) | |||
13 | E-sketches: Brian Ferneyhough’s use of computer-assisted compositional tools | 176 | |
Ross Feller (Oberlin College) | |||
14 | John Cage’s Williams Mix (1951–3): the restoration and new realisations of and variations on the first octophonic, surround-sound tape composition | 189 | |
Larry Austin (University of North Texas) | |||
Appendix: Select list of composer institutes | 214 | ||
Notes | 221 | ||
Select bibliography | 239 | ||
Index | 246 |
Plates
Plate 1.1 | Paul Hindemith, Concerto for Woodwinds, Harp and Orchestra, second movement, sketch. Hindemith Institut, Frankfurt am Main | page 13 |
Plate 1.2 | Paul Hindemith, Sonata for Four French Horns, final movement, sketch. Hindemith Institut, Frankfurt am Main | 14 |
Plate 2.1 | Home page of the Paul Sacher Foundation | 19 |
Plate 2.2 | Luciano Berio, Requies for chamber orchestra (1983–5), short score (second draft), p. 1, Luciano Berio Collection, Paul Sacher Foundation, Basle | 24 |
Plate 2.3 | Luciano Berio, Requies for chamber orchestra (1983–5), sketch, Luciano Berio Collection, Paul Sacher Foundation, Basle | 26 |
Plate 2.4 | Luciano Berio, Requies for chamber orchestra (1983–5), short score (second draft), no page number, Luciano Berio Collection, Paul Sacher Foundation, Basle | 28 |
Plate 3.1 | Vault of the Arnold Schoenberg Centre | 34 |
Plate 3.2 | Proper viewing of source material | 38 |
Plate 3.3 | Proper handling of manuscripts | 39 |
Plate 3.4 | Proper viewing of bound objects | 40 |
Plate 4.1 | György Kurtág, Kafka-Fragmente, Op. 24, for soprano and violin (1985–7), sketches for ‘Leoparden’, György Kurtág Collection, Paul Sacher Foundation, Basle | 46 |
Plate 4.2 | György Ligeti, Requiem for soprano, mezzo-soprano, double choir and orchestra (1963–5), sketches for the Kyrie, György Ligeti Collection, Paul Sacher Foundation, Basle | 47 |
Plate 4.3a | György Ligeti, Síppal, dobbal nádihegedüvel (With Fifes, Drums and Fiddles) for soprano and percussion (2000), ‘Tanc Dal’ (Dancing Song), draft, György Ligeti Collection, Paul Sacher Foundation, Basle | 48 |
Plate 4.3b | György Ligeti, Síppal, dobbal nádihegedüvel (With Fifes, Drums and Fiddles) for soprano and percussion (2000), ‘Tanc Dal’ (Dancing Song), fair copy, bars 1–19, György Ligeti Collection, Paul Sacher Foundation, Basle | 49 |
Plate 4.4 | György Ligeti, Variations concertantes for chamber orchestra (1956, unfinished), short score, bars 1–26, György Ligeti Collection, Paul Sacher Foundation, Basle | 50 |
Plate 4.5 | György Ligeti, Requiem for soprano, mezzo-soprano, double choir and orchestra (1963–5), Kyrie, draft, bars 11–15, György Ligeti Collection, Paul Sacher Foundation, Basle | 52 |
Plate 5.1 | Luigi Nono, Da un diario italiano, work timetable, Archivio Luigi Nono © Eredi Luigi Nono | 66 |
Plate 7.1 | Anton Webern, top: Fünf Canons nach lateinischen Texten, Op. 16 No. 1, sketches; bottom (upside down): Kinderstück (M. 266), sketches, Anton Webern Collection (folder 49, page [6]), Paul Sacher Foundation, Basle | 92 |
Plate 7.2 | Anton Webern, Fünf Canons nach lateinischen Texten, Op. 16 No. 1, sketches (identified as page ‘2’ by the composer), Anton Webern Collection (folder 49, page [3]), Paul Sacher Foundation, Basle | 94 |
Plate 7.3 | Anton Webern, top: Kinderstück (M. 266), sketches, bottom (upside down): Fünf Canons nach lateinischen Texten, Op. 16 No. 1, sketches, Anton Webern Collection (folder 49, page [6]), Paul Sacher Foundation, Basle | 96 |
Plate 7.4 | Anton Webern, detail from the upper right-hand corner of sketches for Kinderstück (M. 266) (see Plate 7.3), Anton Webern Collection (folder 49, page [6]), Paul Sacher Foundation, Basle | 97 |
Plate 7.5 | Anton Webern, detail from the lower middle section (staves 9–15) of sketches for Kinderstück (M. 266) (see Plate 7.3), Anton Webern Collection (folder 49, page [6]), Paul Sacher Foundation, Basle | 99 |
Plates 8.1 and 8.2 | Alban Berg, Wozzeck, dimensions of the ‘A’ recto leaf for ÖNB Musiksammlung F 21 Berg 13/II and 13/VII | 104 |
Plate 8.3 | Alban Berg, Wozzeck, sketchbook ÖNB Musiksammlung F 21 Berg 13/II, showing gatherings | 106 |
Plate 8.4 | Alban Berg, Wozzeck, sketchbook ÖNB Musiksammlung F 21 Berg 13/II, showing added leaf | 107 |
Plate 8.5 | Alban Berg, Wozzeck, concept sketch for Act I, scene 2, ÖNB Musiksammlung F 21 Berg 13/II p. 92 | 110 |
Plate 8.6 | Alban Berg, Wozzeck, concept sketch for Act I, scene 2, ÖNB Musiksammlung F 21 Berg 13/II p. 93 | 112 |
Plates 9.1–6 | Béla Bartók, Sonata for Violin and Piano No. 1, sketches in the Black Pocket-book | 118–20 |
Plate 10.1 | Igor Stravinsky, Ragtime, sketch, Sketchbook Ⅴ, Igor Stravinsky Collection, Paul Sacher Foundation, Basle | 137 |
Plate 10.2 | Igor Stravinsky, draft of the full score, notated on the back side of a draft for a letter written to Edwin Evans and dated 9 January 1918, Igor Stravinsky Collection, Paul Sacher Foundation, Basle | 138 |
Plate 10.3 | Igor Stravinsky, Pribaoutki, ‘Natashka’, sketch of bars 11–14, Igor Stravinsky Collection, Paul Sacher Foundation, Basle | 140 |
Plate 10.4 | Igor Stravinsky, Pribaoutki, ‘Polkovnik’, sketch for bars 27–32, Igor Stravinsky Collection, Paul Sacher Foundation, Basle | 141 |
Plate 12.1 | Elliott Carter, A Mirror on Which to Dwell, ‘Anaphora’, bars 54–8 | 167 |
Plate 12.2 | Elliott Carter, matrix of the all-triad structure, Elliott Carter Collection, Paul Sacher Foundation, Basle | 170 |
Plate 12.3 | Elliott Carter, A Mirror on Which to Dwell, ‘Anaphora’ sketch dated 29 July 1975, Elliott Carter Collection, Paul Sacher Foundation, Basle | 171 |
Plate 12.4 | Elliott Carter, A Mirror on Which to Dwell, ‘Anaphora’ sketch dating from 5 August 1975, Elliott Carter Collection, Paul Sacher Foundation, Basle | 172 |
Plate 12.5 | Elliott Carter, A Mirror on Which to Dwell, ‘Anaphora’, bars 1–2 | 173 |
Plate 13.1 | Brian Ferneyhough, Trittico per Gertrude Stein (1989), rhythmic sketch transcription | 180 |
Plate 13.2 | Brian Ferneyhough, Terrain (1992), sketch transcription of ‘3rd Rereading Filter Sequence’ | 182 |
Plate 13.3 | Brian Ferneyhough, screen shot and sample rhythm from Patchwork Patches, ‘Random-Fun perm-to-1 Comb.pw’ | 186 |
Plate 14.1 | John Cage, Williams Mix, score, page 5 | 190 |
Plate 14.2 | John Cage, programme of the première of Williams Mix | 192 |
Plate 14.3 | John Cage, Williams Mix, score, page 192 | 194 |
Plate 14.4 | John Cage, Williams Mix, score, page 1 | 196 |
This book was originally conceived by Patricia Hall as an ideal text for a course she has taught since 1999 on twentieth-century sketches and autographs. Many of the topics for the book correspond to subjects covered in this course – subjects we thought would be valuable to anyone studying twentieth-century sketches and autographs. In this regard, we must first thank the authors of this book, who, as dedicated teachers and researchers, took time from their busy schedules to contribute to this pedagogical endeavour. At Cambridge University Press we were also very fortunate to have Penny Souster guiding and encouraging this project. Special thanks go to Ulrich Mosch and the Paul Sacher Foundation for their generous contribution and we would also like to thank the Alban Berg Stiftung, the Archivio Luigi Nono, the Bartók Archives, the Hindemith Institute and the John Cage Trust for allowing us to reproduce their holdings.
In its planning stage (at a cafeteria in Basle, Switzerland), we very much benefited from Tomi Mäkelä’s suggestions on possible authors and topics and sincerely thank him for his contribution. We heartily thank J. Bradford Robinson and Michael Graubart for their translations and John Boulay for his competent work on the translation of the two chapters submitted in French. We are deeply grateful to Marion Macfarlane for scrupulously correcting all the translated chapters and also for her expert advice. We would like to thank the Direction générale des technologies of the Université de Moncton and particularly Léo Blanchard for the time and energy invested in preparing the plates and examples presented in this book. Finally, we could not have completed this project without the help of our research assistants. In the final rush to submit the manuscript to Cambridge, Katherine Schroeder was a Godsend, sending files electronically to Moncton, contacting authors, and checking footnotes. We would also like to thank Élise Malinge, Myrianne Dubé, Mylène Ouellette, Renée Fontaine and Serge-André Comeau for their assistance at various stages of this project. Similarly, William Koseluk kindly produced the musical examples for chapters 9 and 12.
The research for this book was funded by the Austrian-American Fulbright Commission, the Social Sciences and Humanities Research Council of Canada, a General Research Grant from the University of California, Santa Barbara and grants from the Faculté des arts et des sciences sociales as well as the Faculté des études supérieures et de la recherche of the Université de Moncton.
Copyright materials are reproduced as follows:
Plates 1.2–2 were reproduced by kind permission of the Hindemith Institute. Plates 2.1–4, 7.1–5 and 10.1–4 were reproduced by kind permission of the Paul Sacher Foundation. Plate 4.1 was reproduced by kind permission of the Paul Sacher Foundation and Editio Musica Budapest on behalf of the composer. Plates 4.2–4.5 were reproduced by kind permission of the Paul Sacher Foundation and the composer. Plate 5.1 was reproduced by kind permission of the Archivio Luigi Nono. Plates 8.1–6 were reproduced by kind permission of the Austrian National Library and the Alban Berg Stiftung. Plates 9.1–6 were reproduced by kind permission of the Bartók Archives of the Institute for Musicology of the Hungarian Academy of Sciences. Plates 12.1 and 12.5 were reproduced by kind permission of G. Schirmer and Associated Music Publishers. Plates 12.2–4 were reproduced by kind permission of the Paul Sacher Foundation and the composer. Plates 13.1–3 were reproduced by kind permission of the Paul Sacher Foundation and the composer. Plates 14.1–4 were reproduced by kind permission of the John Cage Trust.